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PFD

Flaherty & Crumrine Preferred and Income Fund

42 hedge funds and large institutions have $20.8M invested in Flaherty & Crumrine Preferred and Income Fund in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 11

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

0.15% more ownership

Funds ownership: 10.24%10.39% (+0.15%)

0% more funds holding

Funds holding: 4242 (0)

5% less capital invested

Capital invested by funds: $21.8M → $20.8M (-$1.05M)

Holders
42
Holders Change
Holders Change %
0%
% of All Funds
0.74%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
14
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VBCG
26
Valley Brook Capital Group
Pennsylvania
$88K -$24.6K -1,340 -21%
CAC
27
Certified Advisory Corp
Florida
$83K +$86.3K +4,693 New
SW
28
SVB Wealth
Massachusetts
$69K
AF
29
Advisornet Financial
Minnesota
$44K
Rockefeller Capital Management
30
Rockefeller Capital Management
New York
$44K
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$37K +$18.5K +1,005 +91%
GRP
32
Global Retirement Partners
California
$33K +$34.5K +1,875 New
RCA
33
Ranch Capital Advisors
Florida
$31K
APA
34
American Portfolios Advisors
New York
$27.1K +$1.75K +95 +7%
PFGIA
35
Patriot Financial Group Insurance Agency
Massachusetts
$27K
NFG
36
Next Financial Group
Texas
$22K -$20.9K -1,136 -47%
Carson Wealth (CWM LLC)
37
Carson Wealth (CWM LLC)
Nebraska
$22K
WWM
38
Wolff Wiese Magana
California
$18K
Citigroup
39
Citigroup
New York
$12K -$2.3K -125 -16%
GWM
40
Geneos Wealth Management
Colorado
$12K
FF
41
FourThought Financial
Florida
$6K
US Bancorp
42
US Bancorp
Minnesota
$5K
SBIA
43
Sheaff Brock Investment Advisors
Indiana
-$227K -12,000 Closed
FDCDDQ
44
Federation des caisses Desjardins du Quebec
Quebec, Canada
-$14.2K -750 Closed
JPLA
45
Joseph P. Lucia & Associates
New York
-$11K -600 Closed

PFD Hedge Fund Activity: Q1 2021 in Review

42 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q1 2021, worth a combined $20.8M — down 4.8% from $21.8M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PFD positions and 4 closed out — a net gain of 1 holder — while 14 added to existing stakes and 11 trimmed.

The largest buyer was Signature Wealth Management Partners, opening a new position worth an estimated $264K. The largest seller was Wells Fargo, cutting an estimated $550K.

  • 42 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q1 2021, unchanged from Q4 2020.
  • Funds reported $20.8M of Flaherty & Crumrine Preferred and Income Fund stock for Q1 2021, down 4.8% quarter-over-quarter.
  • 5 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q1 2021 and 4 closed out, a net change of +1 holder.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q1 2021 was Signature Wealth Management Partners, an estimated $264K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q1 2021 was Wells Fargo, an estimated $550K sold.

Based on aggregated 13F filings for Q1 2021.