PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

42 hedge funds and large institutions have $20.8M invested in Flaherty & Crumrine Preferred and Income Fund in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 4 closing their positions.

Holders
42
Holders Change
–
Holders Change %
0%
% of All Funds
0.74%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SWMP
1
Signature Wealth Management Partners
New Jersey
$254K
2
Bank of America
2
Bank of America
North Carolina
$6.35M
3
QWM
3
Quaker Wealth Management
New Jersey
$179K
4
MFA
4
McClarren Financial Advisors
Pennsylvania
$143K
5
UBS Group
5
UBS Group
Switzerland
$1.43M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$903K
2
SBIA
2
Sheaff Brock Investment Advisors
Indiana
$0
3
CCA
3
Cadent Capital Advisors
Oklahoma
$701K
4
NFSG
4
Newbridge Financial Services Group
Florida
$105K
5
PAG
5
Private Advisor Group
New Jersey
$227K
Name Market Value Shares Shares
Change 		Shares
Change %
VBCG
26
Valley Brook Capital Group
Pennsylvania
$88K 5,000 -1,340 -21%
CAC
27
Certified Advisory Corp
Florida
$83K 4,693 +4,693 New
SW
28
SVB Wealth
Massachusetts
$69K 3,904 – –
AF
29
Advisornet Financial
Minnesota
$44K 2,500 – –
Rockefeller Capital Management
30
Rockefeller Capital Management
New York
$44K 2,500 – –
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$37K 2,105 +1,005 +91%
GRP
32
Global Retirement Partners
California
$33K 1,875 +1,875 New
RCA
33
Ranch Capital Advisors
Florida
$31K 1,750 – –
APA
34
American Portfolios Advisors
New York
$27.1K 1,527 +95 +7%
PFGIA
35
Patriot Financial Group Insurance Agency
Massachusetts
$27K 1,500 – –
NFG
36
Next Financial Group
Texas
$22K 1,269 -1,136 -47%
Carson Wealth (CWM LLC)
37
Carson Wealth (CWM LLC)
Nebraska
$22K 1,290 – –
WWM
38
Wolff Wiese Magana
California
$18K 996 – –
Citigroup
39
Citigroup
New York
$12K 675 -125 -16%
GWM
40
Geneos Wealth Management
Colorado
$12K 685 – –
FF
41
FourThought Financial
Florida
$6K 350 – –
US Bancorp
42
US Bancorp
Minnesota
$5K 300 – –
SBIA
43
Sheaff Brock Investment Advisors
Indiana
– – -12,000 Closed
FDCDDQ
44
Federation des caisses Desjardins du Quebec
Quebec, Canada
– – -750 Closed
JPLA
45
Joseph P. Lucia & Associates
New York
– – -600 Closed
Fidelity Investments
46
Fidelity Investments
Massachusetts
– – -1 Closed
CFGS
47
Concourse Financial Group Securities
Alabama
– – – –
1
2