OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

90 hedge funds and large institutions have $51.8M invested in Oxford Lane Capital in 2023 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 39 increasing their positions, 16 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
90
Holders Change
+2
Holders Change %
+2.27%
% of All Funds
1.43%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
17
Increased
39
Reduced
16
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
$3.92M
2
Osaic Holdings
Osaic Holdings
Arizona
$4.18M
3
PCM
Penserra Capital Management
California
$14.1M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.3M
5
CSS
Cubist Systematic Strategies
Connecticut
$727K

Top Sellers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
$818K
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
$231K
3
DFG
Delphi Financial Group
Delaware
$1.78M
4
LPL Financial
LPL Financial
California
$2.03M
5
Jane Street
Jane Street
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BA
26
Bard Associates
Illinois
$338K -$1.5K -300 -0.4%
AWM
27
AE Wealth Management
Kansas
$326K +$27.7K +5,543 +9%
SBIA
28
Sheaff Brock Investment Advisors
Indiana
$304K – – –
RIA
29
Realta Investment Advisors
Delaware
$299K – – –
Squarepoint
30
Squarepoint
New York
$272K +$152K +30,475 +127%
BAG
31
Bridgewealth Advisory Group
California
$268K – – –
Rockefeller Capital Management
32
Rockefeller Capital Management
New York
$261K +$3.59K +720 +1%
CC
33
Claybrook Capital
Massachusetts
$256K – – –
BRWA
34
B. Riley Wealth Advisors
Florida
$251K -$76.6K -15,351 -23%
BAMF
35
BI Asset Management Fondsmaeglerselskab
Denmark
$244K +$15.3K +3,073 +7%
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$231K -$1.37M -274,603 -86%
NW
37
Naviter Wealth
Arkansas
$229K +$44.9K +9,000 +24%
NA
38
NewEdge Advisors
Louisiana
$223K -$40.5K -8,110 -15%
PFS
39
Prospera Financial Services
Texas
$196K +$8.83K +1,770 +5%
Mercer Global Advisors
40
Mercer Global Advisors
Colorado
$187K +$187K +37,399 New
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
$175K +$1.53K +306 +0.9%
BNP Paribas Financial Markets
42
BNP Paribas Financial Markets
France
$172K +$172K +34,373 New
CG
43
CFO4Life Group
Texas
$154K +$74.4K +14,900 +93%
TSS
44
Two Sigma Securities
New York
$122K +$24.2K +4,843 +25%
DADC
45
D.A. Davidson & Co
Montana
$120K +$21.1K +4,227 +21%
JWCA
46
J.W. Cole Advisors
Florida
$119K +$119K +23,928 New
UBS Group
47
UBS Group
Switzerland
$117K +$16.8K +3,361 +17%
CA
48
Calton & Associates
Florida
$101K +$101K +20,185 New
SL
49
Summitry LLC
California
$99.8K – – –
PAS
50
Park Avenue Securities
New York
$97K +$97K +19,371 New
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