We are live on ! Find out more
OXLC

Oxford Lane Capital

73 hedge funds and large institutions have $38.3M invested in Oxford Lane Capital in 2022 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 28 increasing their positions, 17 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 17

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.02% less ownership

Funds ownership: 0.97%0.95% (-0.02%)

7% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 14

4% less funds holding

Funds holding: 7673 (-3)

6% less capital invested

Capital invested by funds: $40.7M → $38.3M (-$2.47M)

Holders
73
Holders Change
-3
Holders Change %
-3.95%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
28
Reduced
17
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NA
26
NewEdge Advisors
Louisiana
$252K +$19.9K +660 +7%
KAS
27
Kestra Advisory Services
Texas
$247K +$45.2K +1,501 +19%
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$243K +$40.3K +1,340 +17%
SIC
29
Samalin Investment Counsel
New York
$212K +$6.89K +229 +3%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$207K -$194K -6,431 -44%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$174K -$76.4K -2,536 -27%
VF
32
Virtu Financial
New York
$174K +$202K +6,715 New
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$170K +$7.32K +243 +4%
SPC
34
Sigma Planning Corp
Michigan
$146K -$34K -1,129 -17%
Mercer Global Advisors
35
Mercer Global Advisors
Colorado
$133K +$36.4K +1,208 +31%
PAS
36
Park Avenue Securities
New York
$124K -$9.03K -300 -6%
UBS Group
37
UBS Group
Switzerland
$120K -$4.37K -145 -3%
TSS
38
Two Sigma Securities
New York
$116K +$135K +4,485 New
Wells Fargo
39
Wells Fargo
California
$115K +$41.4K +1,374 +45%
SL
40
Summitry LLC
California
$103K
TF
41
Trek Financial
Arizona
$100K
N
42
Natixis
France
$88K +$103K +3,420 New
PFS
43
Prospera Financial Services
Texas
$86K +$12.9K +427 +15%
TF
44
Tompkins Financial
New York
$83K
UCFA
45
United Capital Financial Advisors
Texas
$78K -$1.2K -40 -1%
BFA
46
Beacon Financial Advisory
Ohio
$77K +$20.9K +695 +31%
AWA
47
Arete Wealth Advisors
Illinois
$77K +$89.9K +2,985 New
CIBC Private Wealth Group
48
CIBC Private Wealth Group
Georgia
$72K +$12K +400 +17%
AWS
49
Atria Wealth Solutions
New York
$70.8K +$82.5K +2,740 New
WA
50
Waddell & Associates
Tennessee
$70K +$2.95K +98 +4%

OXLC Hedge Fund Activity: Q3 2022 in Review

73 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2022, worth a combined $38.3M — down 6.1% from $40.7M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of OXLC and 13 opened new positions — a net loss of 1 holder — while 17 trimmed existing stakes and 28 added.

The largest buyer was Penserra Capital Management, adding an estimated $1.12M. The largest seller was Thomas J. Herzfeld Advisors, exiting entirely with an estimated $895K sold.

  • 73 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2022, down from 76 in Q2 2022.
  • Funds reported $38.3M of Oxford Lane Capital stock for Q3 2022, down 6.1% quarter-over-quarter.
  • 13 funds opened new Oxford Lane Capital positions in Q3 2022 and 14 closed out, a net change of -1 holder.
  • The largest Oxford Lane Capital buyer in Q3 2022 was Penserra Capital Management, an estimated $1.12M added.
  • The largest Oxford Lane Capital seller in Q3 2022 was Thomas J. Herzfeld Advisors, an estimated $895K sold.

Based on aggregated 13F filings for Q3 2022.