OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

73 hedge funds and large institutions have $36.2M invested in Oxford Lane Capital in 2022 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 29 increasing their positions, 17 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
73
Holders Change
-2
Holders Change %
-2.67%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
29
Reduced
17
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
Penserra Capital Management
California
+$961K
2
LPL Financial
LPL Financial
California
+$510K
3
WS
Wedbush Securities
California
+$431K
4
CIA
Capital Investment Advisors
Georgia
+$338K
5
RJA
Raymond James & Associates
Florida
+$325K

Top Sellers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
-$895K
2
DFG
Delphi Financial Group
Delaware
-$708K
3
Morgan Stanley
Morgan Stanley
New York
-$216K
4
Northern Trust
Northern Trust
Illinois
-$170K
5
JF
Jump Financial
Illinois
-$169K
Name Holding Trade Value Shares
Change 		Shares
Change %
KAS
26
Kestra Advisory Services
Texas
$247K +$38.7K +7,508 +19%
Rockefeller Capital Management
27
Rockefeller Capital Management
New York
$243K +$34.6K +6,697 +17%
SIC
28
Samalin Investment Counsel
New York
$212K +$5.91K +1,145 +3%
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$207K -$166K -32,151 -44%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$174K -$65.7K -12,680 -27%
VF
31
Virtu Financial
New York
$174K +$174K +33,576 New
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$170K +$6.28K +1,212 +4%
SPC
33
Sigma Planning Corp
Michigan
$146K -$29.2K -5,646 -17%
Mercer Global Advisors
34
Mercer Global Advisors
Colorado
$133K +$31.1K +6,036 +31%
PAS
35
Park Avenue Securities
New York
$124K -$7.76K -1,500 -6%
UBS Group
36
UBS Group
Switzerland
$120K -$3.75K -726 -3%
TSS
37
Two Sigma Securities
New York
$116K +$116K +22,424 New
Wells Fargo
38
Wells Fargo
California
$115K +$35.5K +6,871 +45%
SL
39
Summitry LLC
California
$103K – – –
TF
40
Trek Financial
Arizona
$100K – – –
N
41
Natixis
France
$88K +$88K +17,101 New
PFS
42
Prospera Financial Services
Texas
$86K +$11K +2,133 +15%
TF
43
Tompkins Financial
New York
$83K – – –
UCFA
44
United Capital Financial Advisors
Texas
$78K -$1.04K -200 -1%
BFA
45
Beacon Financial Advisory
Ohio
$77K +$18K +3,471 +31%
AWA
46
Arete Wealth Advisors
Illinois
$77K +$77K +14,925 New
CIBC Private Wealth Group
47
CIBC Private Wealth Group
Georgia
$72K +$10.3K +2,000 +17%
AWS
48
Atria Wealth Solutions
New York
$70.8K +$70.8K +13,700 New
WA
49
Waddell & Associates
Tennessee
$70K +$2.53K +489 +4%
JF
50
Jump Financial
Illinois
$68K -$169K -32,600 -71%
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