AWA
OXLC

Arete Wealth Advisors’s Oxford Lane Capital OXLC Stock Holding History

Arete Wealth Advisors’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q3 		– Sell
-12,290
Closed -$297K – 643
2023
Q2 		$297K Buy
12,290
+9,305
+312% +$238K 0.03% 500
2023
Q1 		$78K Hold
2,985
– – 0.01% 613
2022
Q4 		$75.7M Hold
2,985
– – 0.01% 590
2022
Q3 		$77K Buy
+2,985
New +$89.9K 0.01% 546

Other funds holding OXLC

PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
IFG
Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
DFG
Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Arete Wealth Advisors's OXLC Position: Q3 2023 in Review

Arete Wealth Advisors sold out of Oxford Lane Capital (OXLC) in Q3 2023, closing a stake of 12,290 shares — an estimated $297K sold.

Arete Wealth Advisors first reported a position in OXLC in Q3 2022 and held it in 4 quarters. The position peaked at $75.7M in Q4 2022. 90 funds tracked by Wall St. Rank hold OXLC as of Q3 2023.

  • Arete Wealth Advisors reported no remaining Oxford Lane Capital position as of Q3 2023 after selling out during the quarter.
  • Arete Wealth Advisors sold 12,290 Oxford Lane Capital shares in Q3 2023, an estimated $297K.
  • Arete Wealth Advisors first reported a position in Oxford Lane Capital in Q3 2022 and held it in 4 quarters.
  • Arete Wealth Advisors's Oxford Lane Capital position peaked at $75.7M in Q4 2022.
  • 90 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q3 2023.

Based on Arete Wealth Advisors's 13F filing for Q3 2023, filed 30 Oct 2023.