OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

47 hedge funds and large institutions have $21.4M invested in Oxford Lane Capital in 2019 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
+12
Holders Change %
+34.29%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
15
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
+$2.65M
2
SC
Selz Capital
New York
+$1.63M
3
DFG
Delphi Financial Group
Delaware
+$979K
4
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
+$979K
5
LPL Financial
LPL Financial
California
+$676K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$1.65M
2
Deutsche Bank
Deutsche Bank
Germany
-$229K
3
UBS Group
UBS Group
Switzerland
-$169K
4
Wells Fargo
Wells Fargo
California
-$61.5K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$37K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
26
Wells Fargo
California
$156K -$61.5K -7,515 -28%
CSS
27
Cubist Systematic Strategies
Connecticut
$146K -$34.2K -4,200 -19%
MA
28
Mutual Advisors
Nebraska
$137K -$20.2K -2,485 -13%
Squarepoint
29
Squarepoint
New York
$131K +$131K +16,072 New
Citigroup
30
Citigroup
New York
$116K +$101K +12,353 +650%
NA
31
NewEdge Advisors
Louisiana
$115K – – –
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$94K -$37K -4,498 -28%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$94K -$550 -67 -0.6%
GWM
34
Geneos Wealth Management
Colorado
$62K +$44.3K +5,500 +250%
TRCT
35
Tower Research Capital (TRC)
New York
$57K +$34.8K +4,248 +156%
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$53K +$24.1K +2,970 +84%
CG
37
Cutler Group
California
$30K +$8.11K +1,000 +37%
CAC
38
Certified Advisory Corp
Florida
$16K +$16K +2,000 New
WEC
39
Winslow Evans & Crocker
Massachusetts
$14K – – –
RMC
40
Resources Management Corp
Connecticut
$8K – – –
EWM
41
Edge Wealth Management
New York
$8K – – –
LFG
42
Larson Financial Group
Missouri
$8K +$8K +1,000 New
AWA
43
Arkadios Wealth Advisors
Georgia
$6.91K +$6.91K +750 New
ASN
44
Advisory Services Network
Georgia
$3K +$3K +400 New
AF
45
Advisornet Financial
Minnesota
$2K – – –
Deutsche Bank
46
Deutsche Bank
Germany
– -$229K -24,685 Closed
CIAS
47
Capital Investment Advisory Services
North Carolina
– -$31K -3,303 Closed
QCIG
48
Quad-Cities Investment Group
Iowa
– -$23K -2,449 Closed
NFG
49
Next Financial Group
Texas
– -$16K -1,700 Closed
1IA
50
1834 Investment Advisors
Wisconsin
– -$12K -1,285 Closed
1
2