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OXLC

Oxford Lane Capital

46 hedge funds and large institutions have $21.4M invested in Oxford Lane Capital in 2019 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 5

88% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 8

43% more capital invested

Capital invested by funds: $15M → $21.4M (+$6.5M)

35% more funds holding

Funds holding: 3446 (+12)

0.3% more ownership

Funds ownership: 0.59%0.89% (+0.3%)

Holders
46
Holders Change
+12
Holders Change %
+35.29%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
15
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
26
Wells Fargo
California
$156K -$66.8K -1,503 -28%
CSS
27
Cubist Systematic Strategies
Connecticut
$146K -$37.3K -840 -19%
MA
28
Mutual Advisors
Nebraska
$137K -$22.1K -497 -13%
Squarepoint
29
Squarepoint
New York
$131K +$143K +3,214 New
Citigroup
30
Citigroup
New York
$116K +$110K +2,471 +650%
NA
31
NewEdge Advisors
Louisiana
$115K
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$94K -$40K -900 -28%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$94K -$577 -13 -0.6%
GWM
34
Geneos Wealth Management
Colorado
$62K +$48.9K +1,100 +250%
TRCT
35
Tower Research Capital (TRC)
New York
$57K +$37.7K +849 +156%
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$53K +$26.4K +594 +84%
CG
37
Cutler Group
California
$30K +$8.88K +200 +37%
CAC
38
Certified Advisory Corp
Florida
$16K +$17.8K +400 New
WEC
39
Winslow Evans & Crocker
Massachusetts
$14K
EWM
40
Edge Wealth Management
New York
$8K
RMC
41
Resources Management Corp
Connecticut
$8K
LFG
42
Larson Financial Group
Missouri
$8K +$8.88K +200 New
AWA
43
Arkadios Wealth Advisors
Georgia
$6.91K +$6.66K +150 New
ASN
44
Advisory Services Network
Georgia
$3K +$3.55K +80 New
AF
45
Advisornet Financial
Minnesota
$2K
Deutsche Bank
46
Deutsche Bank
Germany
-$229K -4,937 Closed
CIAS
47
Capital Investment Advisory Services
North Carolina
-$31K -661 Closed
QCIG
48
Quad-Cities Investment Group
Iowa
-$23K -490 Closed
NFG
49
Next Financial Group
Texas
-$16K -340 Closed
1IA
50
1834 Investment Advisors
Wisconsin
-$12K -257 Closed

OXLC Hedge Fund Activity: Q4 2019 in Review

46 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q4 2019, worth a combined $21.4M — up 43% from $15M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new OXLC positions and 5 closed out — a net gain of 12 holders — while 15 added to existing stakes and 8 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, opening a new position worth an estimated $2.88M. The largest seller was Morgan Stanley, cutting an estimated $1.79M.

  • 46 institutional investors held Oxford Lane Capital (OXLC) as of Q4 2019, up from 34 in Q3 2019.
  • Funds reported $21.4M of Oxford Lane Capital stock for Q4 2019, up 43% quarter-over-quarter.
  • 17 funds opened new Oxford Lane Capital positions in Q4 2019 and 5 closed out, a net change of +12 holders.
  • The largest Oxford Lane Capital buyer in Q4 2019 was Thomas J. Herzfeld Advisors, an estimated $2.88M added.
  • The largest Oxford Lane Capital seller in Q4 2019 was Morgan Stanley, an estimated $1.79M sold.

Based on aggregated 13F filings for Q4 2019.