CIAS
OXLC

Capital Investment Advisory Services’s Oxford Lane Capital OXLC Stock Holding History

Capital Investment Advisory Services’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-661
Closed -$31K – 1048
2019
Q3 		$31K Sell
661
-400
-38% -$20.2K 0.01% 682
2019
Q2 		$57K Buy
1,061
+600
+130% +$31.1K 0.02% 519
2019
Q1 		$23K Hold
461
– – 0.01% 647
2018
Q4 		$22K Buy
+461
New +$23.4K 0.01% 624

Other funds holding OXLC

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
SC
Selz Capital New York $570M AUM 35.56% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
DFG
Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return
P
&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return

Capital Investment Advisory Services's OXLC Position: Q4 2019 in Review

Capital Investment Advisory Services sold out of Oxford Lane Capital (OXLC) in Q4 2019, closing a stake of 661 shares — an estimated $31K sold.

Capital Investment Advisory Services first reported a position in OXLC in Q4 2018 and held it in 4 quarters. The position peaked at $57K in Q2 2019. 46 funds tracked by Wall St. Rank hold OXLC as of Q4 2019.

  • Capital Investment Advisory Services reported no remaining Oxford Lane Capital position as of Q4 2019 after selling out during the quarter.
  • Capital Investment Advisory Services sold 661 Oxford Lane Capital shares in Q4 2019, an estimated $31K.
  • Capital Investment Advisory Services first reported a position in Oxford Lane Capital in Q4 2018 and held it in 4 quarters.
  • Capital Investment Advisory Services's Oxford Lane Capital position peaked at $57K in Q2 2019.
  • 46 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q4 2019.

Based on Capital Investment Advisory Services's 13F filing for Q4 2019, filed 4 Feb 2020.