Capital Investment Advisory Services’s Oxford Lane Capital OXLC Stock Holding History

Capital Investment Advisory Services’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-661	Closed	-$31K	–	1048
2019 Q3	$31K	Sell	661 -400	-38%	-$20.2K	0.01%	682
2019 Q2	$57K	Buy	1,061 +600	+130%	+$31.1K	0.02%	519
2019 Q1	$23K	Hold	461	–	–	0.01%	647
2018 Q4	$22K	Buy	+461	New	+$23.4K	0.01%	624

Other funds holding OXLC

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $202M AUM 21.25% 1-Year Est. Return

Qube Research & Technologies (QRT) London, United Kingdom $108B AUM 37.29% 1-Year Est. Return

&Partners Nashville, Tennessee $24.4B AUM 27.45% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return

Capital Investment Advisory Services's OXLC Position: Q4 2019 in Review

Capital Investment Advisory Services sold out of Oxford Lane Capital (OXLC) in Q4 2019, closing a stake of 661 shares — an estimated $31K sold.

Capital Investment Advisory Services first reported a position in OXLC in Q4 2018 and held it in 4 quarters. The position peaked at $57K in Q2 2019. 46 funds tracked by Wall St. Rank hold OXLC as of Q4 2019.

Capital Investment Advisory Services reported no remaining Oxford Lane Capital position as of Q4 2019 after selling out during the quarter.
Capital Investment Advisory Services sold 661 Oxford Lane Capital shares in Q4 2019, an estimated $31K.
Capital Investment Advisory Services first reported a position in Oxford Lane Capital in Q4 2018 and held it in 4 quarters.
Capital Investment Advisory Services's Oxford Lane Capital position peaked at $57K in Q2 2019.
46 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q4 2019.

Based on Capital Investment Advisory Services's 13F filing for Q4 2019, filed 4 Feb 2020.