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OXLC

Oxford Lane Capital
OXLC

37 hedge funds and large institutions have $23.6M invested in Oxford Lane Capital in 2018 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 6

32% more capital invested

Capital invested by funds: $17.9M → $23.6M (+$5.71M)

0.16% more ownership

Funds ownership: 1.2% → 1.35% (+0.16%)

3% less funds holding

Funds holding: 38 → 37 (-1)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
37
Holders Change
-1
Holders Change %
-2.63%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
14
Reduced
6
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
TJHA
Thomas J. Herzfeld Advisors
Florida
+$3.86M
2
Wells Fargo
Wells Fargo
California
+$985K
3
LPL Financial
LPL Financial
California
+$455K
4
CAN
Cetera Advisor Networks
California
+$211K
5
Morgan Stanley
Morgan Stanley
New York
+$201K

Top Sellers

Rank Fund Capital Flow
1
BI
Bramshill Investments
Florida
-$483K
2
KA
Kovack Advisors
Florida
-$273K
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$81.8K
4
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
-$78K
5
GCP
GSA Capital Partners
United Kingdom
-$65.7K
Name Holding Trade Value Shares
Change 		Change in
Stake
ED
26
Exane Derivatives
France
$30.6K -$32.7K -598 -51%
WEC
27
Winslow Evans & Crocker
Massachusetts
$26K +$3.56K +65 +16%
GWM
28
Geneos Wealth Management
Colorado
$21K – – –
WWMSC
29
Wagner Wealth Management (South Carolina)
South Carolina
$15K – – –
VIA
30
Vantage Investment Advisors
Pennsylvania
$14K +$14K +256 New
EWM
31
Edge Wealth Management
New York
$11K – – –
RMC
32
Resources Management Corp
Connecticut
$10K +$10.9K +200 New
FANJ
33
Financial Architects (New Jersey)
New Jersey
$9K +$9.3K +170 New
CCM
34
Cribstone Capital Management
Maine
$7K – – –
QCIG
35
Quad-Cities Investment Group
Iowa
$4K – – –
BWA
36
BDO Wealth Advisors
Florida
$2K – – –
Barclays
37
Barclays
United Kingdom
$1K – – –
BI
38
Bramshill Investments
Florida
– -$483K -9,275 Closed
KA
39
Kovack Advisors
Florida
– -$273K -5,236 Closed
CIBC Private Wealth Group
40
CIBC Private Wealth Group
Georgia
– -$78K -1,500 Closed
CF
41
Centaurus Financial
California
– -$38K -737 Closed
TRCT
42
Tower Research Capital (TRC)
New York
– -$8K -157 Closed
FGAM
43
Financial Gravity Asset Management
Texas
– -$9K -151 Closed
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
– -$5K -96 Closed
1
2

OXLC Hedge Fund Activity: Q3 2018 in Review

37 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2018, worth a combined $23.6M — up 32% from $17.9M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of OXLC and 6 opened new positions — a net loss of 1 holder — while 6 trimmed existing stakes and 14 added.

The largest buyer was Thomas J. Herzfeld Advisors, adding an estimated $3.86M. The largest seller was Bramshill Investments, exiting entirely with an estimated $483K sold.

  • 37 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2018, down from 38 in Q2 2018.
  • Funds reported $23.6M of Oxford Lane Capital stock for Q3 2018, up 32% quarter-over-quarter.
  • 6 funds opened new Oxford Lane Capital positions in Q3 2018 and 7 closed out, a net change of -1 holder.
  • The largest Oxford Lane Capital buyer in Q3 2018 was Thomas J. Herzfeld Advisors, an estimated $3.86M added.
  • The largest Oxford Lane Capital seller in Q3 2018 was Bramshill Investments, an estimated $483K sold.

Based on aggregated 13F filings for Q3 2018.