OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

38 hedge funds and large institutions have $23.6M invested in Oxford Lane Capital in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
–
Holders Change %
0%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
14
Reduced
6
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
+$3.73M
2
Wells Fargo
Wells Fargo
California
+$954K
3
LPL Financial
LPL Financial
California
+$440K
4
CAN
Cetera Advisor Networks
California
+$203K
5
Morgan Stanley
Morgan Stanley
New York
+$195K

Top Sellers

1
BI
Bramshill Investments
Florida
-$483K
2
KA
Kovack Advisors
Florida
-$273K
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$79.1K
4
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
-$78K
5
GCP
GSA Capital Partners
United Kingdom
-$63.6K
Name Holding Trade Value Shares
Change 		Shares
Change %
ED
26
Exane Derivatives
France
$30.6K -$31.7K -2,992 -51%
WEC
27
Winslow Evans & Crocker
Massachusetts
$26K +$3.66K +324 +16%
GWM
28
Geneos Wealth Management
Colorado
$21K – – –
WWM
29
Wagner Wealth Management
South Carolina
$15K – – –
VIA
30
Vantage Investment Advisors
Pennsylvania
$14K +$14K +1,280 New
EWM
31
Edge Wealth Management
New York
$11K – – –
RMC
32
Resources Management Corp
Connecticut
$10K +$10K +1,000 New
FANJ
33
Financial Architects (New Jersey)
New Jersey
$9K +$9K +850 New
CCM
34
Cribstone Capital Management
Maine
$7K – – –
QCIG
35
Quad-Cities Investment Group
Iowa
$4K – – –
BWA
36
BDO Wealth Advisors
Florida
$2K – – –
Barclays
37
Barclays
United Kingdom
$1K – – –
BI
38
Bramshill Investments
Florida
– -$483K -46,377 Closed
KA
39
Kovack Advisors
Florida
– -$273K -26,178 Closed
CIBC Private Wealth Group
40
CIBC Private Wealth Group
Georgia
– -$78K -7,500 Closed
CF
41
Centaurus Financial
California
– -$38K -3,687 Closed
TRCT
42
Tower Research Capital (TRC)
New York
– -$8K -786 Closed
FGAM
43
Financial Gravity Asset Management
Texas
– -$9K -755 Closed
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
– -$5K -480 Closed
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