Oxford Lane Capital
OXLC
32 hedge funds and large institutions have $13.2M invested in Oxford Lane Capital in 2017 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 2 closing their positions.
400% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 2
28% more funds holding
Funds holding: 25 → 32 (+7)
11% more repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 9
1.24% less ownership
Funds ownership: 2.35% → 1.1% (-1.2%)
46% less capital invested
Capital invested by funds: $24.4M → $13.2M (-$11.2M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$684K |
| 2 |
NCCM
Nine Chapters Capital Management
Short Hills,
New Jersey
|
+$502K |
| 3 |
PCM
Prelude Capital Management
New York
|
+$261K |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$227K |
| 5 |
LPL Financial
San Diego,
California
|
+$148K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AIM
Artemis Investment Management
Edinburgh,
United Kingdom
|
-$8.97M |
| 2 |
SC
Selz Capital
New York
|
-$3.31M |
| 3 |
KFA
Kelleher Financial Advisors
New York
|
-$1.79M |
| 4 |
Wells Fargo
San Francisco,
California
|
-$123K |
| 5 |
Millennium Management
New York
|
-$97K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TJHA
26
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $33K | +$33.2K | +600 | New |
|
27
Royal Bank of Canada
Toronto,
Ontario, Canada
| $22K | – | – | – |
|
|
EWM
28
Edge Wealth Management
New York
| $11K | +$11.1K | +200 | New |
|
|
FHA
29
First Horizon Advisors
Memphis,
Tennessee
| $11K | +$11.1K | +200 | New |
|
|
PCM
30
Penserra Capital Management
Orinda,
California
| $2K | +$2.71K | +49 | New |
|
31
Barclays
London,
United Kingdom
| $1K | +$829 | +15 | +1,500% |
|
|
AIM
32
Artemis Investment Management
Edinburgh,
United Kingdom
| – | -$8.97M | -170,467 | Closed |
|
|
KFA
33
Kelleher Financial Advisors
New York
| – | -$1.79M | -34,056 | Closed |
|
|
TRCT
34
Tower Research Capital (TRC)
New York
| – | -$5.36K | -97 | -93% |
|
OXLC Hedge Fund Activity: Q1 2017 in Review
32 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q1 2017, worth a combined $13.2M — down 46% from $24.4M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new OXLC positions and 2 closed out — a net gain of 8 holders — while 10 added to existing stakes and 9 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $684K. The largest seller was Artemis Investment Management, exiting entirely with an estimated $8.97M sold.
- 32 institutional investors held Oxford Lane Capital (OXLC) as of Q1 2017, up from 25 in Q4 2016.
- Funds reported $13.2M of Oxford Lane Capital stock for Q1 2017, down 46% quarter-over-quarter.
- 10 funds opened new Oxford Lane Capital positions in Q1 2017 and 2 closed out, a net change of +8 holders.
- The largest Oxford Lane Capital buyer in Q1 2017 was Morgan Stanley, an estimated $684K added.
- The largest Oxford Lane Capital seller in Q1 2017 was Artemis Investment Management, an estimated $8.97M sold.
Based on aggregated 13F filings for Q1 2017.