Oxford Lane Capital
OXLC
32 hedge funds and large institutions have $28.4M invested in Oxford Lane Capital in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 4 closing their positions.
75% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 4
10% more funds holding
Funds holding: 29 → 32 (+3)
14% less capital invested
Capital invested by funds: $33M → $28.4M (-$4.64M)
25% less repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 12
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$533K |
| 2 |
LPL Financial
San Diego,
California
|
+$219K |
| 3 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$181K |
| 4 |
AIG
American International Group
New York
|
+$175K |
| 5 |
WPW
Waldron Private Wealth
Bridgeville,
Pennsylvania
|
+$122K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SC
Selz Capital
New York
|
-$356K |
| 2 |
VKH
Virtu KCG Holdings
New York
|
-$303K |
| 3 |
ISL
Ingalls & Snyder LLC
New York
|
-$299K |
| 4 |
UBS Group
Zurich,
Switzerland
|
-$211K |
| 5 |
CL
CSS LLC
Chicago,
Illinois
|
-$149K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Royal Bank of Canada
Toronto,
Ontario, Canada
| $34K | – | – | – |
|
27
Creative Planning
Overland Park,
Kansas
| $31K | +$34.3K | +624 | New |
|
|
GWM
28
Gupta Wealth Management
San Diego,
California
| $10K | – | – | – |
|
29
Barclays
London,
United Kingdom
| $6K | +$7.37K | +134 | New |
|
|
MWP
30
MYCIO Wealth Partners
Philadelphia,
Pennsylvania
| $5K | +$275 | +5 | +5% |
|
|
FPB
31
First PREMIER Bank
Sioux Falls,
South Dakota
| $5K | +$5.5K | +100 | New |
|
|
PCM
32
Penserra Capital Management
Orinda,
California
| $2K | +$2.04K | +37 | New |
|
|
NCCM
33
Nine Chapters Capital Management
Short Hills,
New Jersey
| – | -$122K | -2,140 | Closed |
|
|
BRWA
34
B. Riley Wealth Advisors
Boca Raton,
Florida
| – | -$116K | -2,026 | Closed |
|
|
JWA
35
JFS Wealth Advisors
Hermitage,
Pennsylvania
| – | -$29K | -500 | Closed |
|
|
TRCT
36
Tower Research Capital (TRC)
New York
| – | -$28K | -494 | Closed |
|
OXLC Hedge Fund Activity: Q4 2015 in Review
32 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q4 2015, worth a combined $28.4M — down 14% from $33M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new OXLC positions and 4 closed out — a net gain of 3 holders — while 9 added to existing stakes and 12 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $533K. The largest seller was Selz Capital, cutting an estimated $356K.
- 32 institutional investors held Oxford Lane Capital (OXLC) as of Q4 2015, up from 29 in Q3 2015.
- Funds reported $28.4M of Oxford Lane Capital stock for Q4 2015, down 14% quarter-over-quarter.
- 7 funds opened new Oxford Lane Capital positions in Q4 2015 and 4 closed out, a net change of +3 holders.
- The largest Oxford Lane Capital buyer in Q4 2015 was Morgan Stanley, an estimated $533K added.
- The largest Oxford Lane Capital seller in Q4 2015 was Selz Capital, an estimated $356K sold.
Based on aggregated 13F filings for Q4 2015.