Oxford Lane Capital
OXLC
26 hedge funds and large institutions have $38.9M invested in Oxford Lane Capital in 2014 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 7 closing their positions.
80% more repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 5
0% more funds holding
Funds holding: 26 → 26 (0)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 7
18% less capital invested
Capital invested by funds: $47.2M → $38.9M (-$8.34M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BRWA
B. Riley Wealth Advisors
Boca Raton,
Florida
|
+$794K |
| 2 |
NCCM
Nine Chapters Capital Management
Short Hills,
New Jersey
|
+$440K |
| 3 |
DCM
Dialectic Capital Management
Norwalk,
Connecticut
|
+$424K |
| 4 |
TCM
Trafelet Capital Management
New York
|
+$365K |
| 5 |
PP
PDT Partners
New York
|
+$298K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$3.46M |
| 2 |
SIA
Sit Investment Associates
Minneapolis,
Minnesota
|
-$2.87M |
| 3 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$2.44M |
| 4 |
SAM
Serengeti Asset Management
New York
|
-$1.02M |
| 5 |
NIMC
NWQ Investment Management Company
Los Angeles,
California
|
-$532K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TWA
26
TCI Wealth Advisors
Tucson,
Arizona
| $8K | +$7.55K | +89 | New |
|
|
CS
27
Credit Suisse
Zurich,
Switzerland
| – | -$2.44M | -29,233 | Closed |
|
|
NIMC
28
NWQ Investment Management Company
Los Angeles,
California
| – | -$532K | -6,372 | Closed |
|
29
Jane Street
New York
| – | -$214K | -2,558 | Closed |
|
30
Commonwealth Equity Services
Waltham,
Massachusetts
| – | -$173K | -2,075 | Closed |
|
31
Envestnet Asset Management
Chicago,
Illinois
| – | -$31K | -367 | Closed |
|
|
TRCT
32
Tower Research Capital (TRC)
New York
| – | -$18K | -220 | Closed |
|
|
MIM
33
Macroview Investment Management
Bethesda,
Maryland
| – | -$7K | -80 | Closed |
|
OXLC Hedge Fund Activity: Q2 2014 in Review
26 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q2 2014, worth a combined $38.9M — down 18% from $47.2M a quarter earlier.
Fund positioning in OXLC was balanced in Q2 2014: 7 funds opened new positions, 7 closed out, 9 added to existing stakes and 5 trimmed.
The largest buyer was B. Riley Wealth Advisors, adding an estimated $794K. The largest seller was Morgan Stanley, cutting an estimated $3.46M.
- 26 institutional investors held Oxford Lane Capital (OXLC) as of Q2 2014, unchanged from Q1 2014.
- Funds reported $38.9M of Oxford Lane Capital stock for Q2 2014, down 18% quarter-over-quarter.
- 7 funds opened new Oxford Lane Capital positions in Q2 2014 and 7 closed out, a net change of 0 holders.
- The largest Oxford Lane Capital buyer in Q2 2014 was B. Riley Wealth Advisors, an estimated $794K added.
- The largest Oxford Lane Capital seller in Q2 2014 was Morgan Stanley, an estimated $3.46M sold.
Based on aggregated 13F filings for Q2 2014.