OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

26 hedge funds and large institutions have $38.9M invested in Oxford Lane Capital in 2014 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
26
Holders Change
–
Holders Change %
0%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
9
Reduced
5
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NCCM
Nine Chapters Capital Management
New Jersey
$438K
2
DCM
Dialectic Capital Management
Connecticut
$423K
3
BRWA
B. Riley Wealth Advisors
Florida
$539K
4
TCM
Trafelet Capital Management
New York
$8.61M
5
PP
PDT Partners
New York
$297K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$552K
2
SIA
Sit Investment Associates
Minnesota
$7.7M
3
CS
Credit Suisse
Switzerland
$0
4
SAM
Serengeti Asset Management
New York
$5.08M
5
NIMC
NWQ Investment Management Company
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TWA
26
TCI Wealth Advisors
Arizona
$8K +$8K +445 New
CS
27
Credit Suisse
Switzerland
– -$2.44M -146,167 Closed
NIMC
28
NWQ Investment Management Company
California
– -$532K -31,862 Closed
Jane Street
29
Jane Street
New York
– -$214K -12,788 Closed
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
– -$173K -10,375 Closed
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
– -$31K -1,836 Closed
TRCT
32
Tower Research Capital (TRC)
New York
– -$18K -1,102 Closed
MIM
33
Macroview Investment Management
Maryland
– -$7K -400 Closed
1
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