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Hercules Capital
HTGC

214 hedge funds and large institutions have $537M invested in Hercules Capital in 2021 Q2 according to their latest regulatory filings, with 32 funds opening new positions, 71 increasing their positions, 66 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $510M → $537M (+$27.4M)

8% more repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 66

3% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 31

0% more funds holding

Funds holding: 213 → 214 (+1)

0.35% less ownership

Funds ownership: 27.56% → 27.21% (-0.35%)

21% less call options, than puts

Call options by funds: $9.55M | Put options by funds: $12.1M

40% less funds holding in top 10

Funds holding in top 10: 5 → 3 (-2)

Holders
214
Holders Change
+1
Holders Change %
+0.47%
% of All Funds
3.72%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
32
Increased
71
Reduced
66
Closed
31
Calls
$9.55M
Puts
$12.1M
Net Calls
-$2.53M
Net Calls Change
-$1.92M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$10.6M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$10.3M
3
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$6.91M
4
Two Sigma Investments
Two Sigma Investments
New York
+$4.53M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$3.67M

Top Sellers

1
GIP
Granite Investment Partners
California
-$19M
2
Northern Trust
Northern Trust
Illinois
-$6.09M
3
JP Morgan Chase
JP Morgan Chase
New York
-$4.83M
4
Aberdeen Group
Aberdeen Group
United Kingdom
-$4.06M
5
California Public Employees Retirement System
California Public Employees Retirement System
California
-$3.71M
Name Holding Trade Value Shares
Change 		Change in
Stake
SIM
176
Sonora Investment Management
Arizona
$34K -$17.1K -1,000 -33%
CWC
177
Carolinas Wealth Consulting
North Carolina
$30K +$667 +39 +2%
LPWM
178
Lake Point Wealth Management
Texas
$30K +$29.9K +1,750 New
PMFA
179
Plante Moran Financial Advisors
Michigan
$29K +$548 +32 +2%
BFC
180
Bedel Financial Consulting
Indiana
$26K – – –
Northwestern Mutual Wealth Management
181
Northwestern Mutual Wealth Management
Wisconsin
$26K – – –
CFN
182
Cordasco Financial Network
Florida
$25K +$565 +33 +2%
PA
183
Parallel Advisors
California
$24K – – –
AA
184
Ancora Advisors
Ohio
$21K – – –
GRP
185
Global Retirement Partners
California
$21K – – –
PCG
186
Private Capital Group
Connecticut
$20K – – –
BWA
187
BDO Wealth Advisors
Florida
$20K +$445 +26 +2%
OIA
188
Optimum Investment Advisors
Illinois
$19K – – –
MCM
189
MV Capital Management
Maryland
$19K +$18.8K +1,100 New
AWM
190
Avior Wealth Management
Nebraska
$18K – – –
WB
191
Webster Bank
Connecticut
$15K – – –
DAM
192
Delta Asset Management
Tennessee
$14K – – –
First Manhattan
193
First Manhattan
New York
$14K – – –
AWM
194
Activest Wealth Management
Florida
$12K – – –
CAM
195
ClariVest Asset Management
California
$12K – – –
SWM
196
Spire Wealth Management
Virginia
$12K +$1.69K +99 +16%
TRCT
197
Tower Research Capital (TRC)
New York
$11K -$233K -13,600 -95%
NFG
198
Next Financial Group
Texas
$11K +$10.6K +618 New
AA
199
AlphaMark Advisors
Kentucky
$9K – – –
SFPG
200
Stonebridge Financial Planning Group
Florida
$9K – – –
6 7
8
9 10

HTGC Hedge Fund Activity: Q2 2021 in Review

214 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q2 2021, worth a combined $537M — up 5.4% from $510M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new HTGC positions and 31 closed out — a net gain of 1 holder — while 71 added to existing stakes and 66 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $10.6M. The largest seller was Granite Investment Partners, exiting entirely with an estimated $19M sold.

  • 214 institutional investors held Hercules Capital (HTGC) as of Q2 2021, up from 213 in Q1 2021.
  • Funds reported $537M of Hercules Capital stock for Q2 2021, up 5.4% quarter-over-quarter.
  • 32 funds opened new Hercules Capital positions in Q2 2021 and 31 closed out, a net change of +1 holder.
  • The largest Hercules Capital buyer in Q2 2021 was Two Sigma Advisers, an estimated $10.6M added.
  • The largest Hercules Capital seller in Q2 2021 was Granite Investment Partners, an estimated $19M sold.

Based on aggregated 13F filings for Q2 2021.