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Hercules Capital
HTGC

Overview Fund Activity

214 hedge funds and large institutions have $537M invested in Hercules Capital in 2021 Q2 according to their latest regulatory filings, with 32 funds opening new positions, 71 increasing their positions, 66 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
214
Holders Change
+1
Holders Change %
+0.47%
% of All Funds
3.74%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
32
Increased
71
Reduced
66
Closed
31
Calls
$9.55M
Puts
$12.1M
Net Calls
-$2.53M
Net Calls Change
-$1.92M

Top Buyers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$11.3M
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$12.8M
3
1832 Asset Management
3
1832 Asset Management
Ontario, Canada
$7.21M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$4.52M
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$3.66M

Top Sellers

1
GIP
1
Granite Investment Partners
California
$0
2
Northern Trust
2
Northern Trust
Illinois
$1.48M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$12.1M
4
Aberdeen Group
4
Aberdeen Group
United Kingdom
$3.96M
5
California Public Employees Retirement System
5
California Public Employees Retirement System
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SIM
176
Sonora Investment Management
Arizona
$34K -$17K -1,000 -33%
CWC
177
Carolinas Wealth Consulting
North Carolina
$30K +$659 +39 +2%
LPWM
178
Lake Point Wealth Management
Texas
$30K +$30K +1,750 New
PMFA
179
Plante Moran Financial Advisors
Michigan
$29K +$541 +32 +2%
BFC
180
Bedel Financial Consulting
Indiana
$26K – – –
Northwestern Mutual Wealth Management
181
Northwestern Mutual Wealth Management
Wisconsin
$26K – – –
CFN
182
Cordasco Financial Network
Florida
$25K +$569 +33 +2%
PA
183
Parallel Advisors
California
$24K – – –
AA
184
Ancora Advisors
Ohio
$21K – – –
GRP
185
Global Retirement Partners
California
$21K – – –
PCG
186
Private Capital Group
Connecticut
$20K – – –
BWA
187
BDO Wealth Advisors
Florida
$20K +$445 +26 +2%
OIA
188
Optimum Investment Advisors
Illinois
$19K – – –
MCM
189
MV Capital Management
Maryland
$19K +$19K +1,100 New
AWM
190
Avior Wealth Management
Nebraska
$18K – – –
WB
191
Webster Bank
Connecticut
$15K – – –
First Manhattan
192
First Manhattan
New York
$14K – – –
DAM
193
Delta Asset Management
Tennessee
$14K – – –
CAM
194
ClariVest Asset Management
California
$12K – – –
AWM
195
Activest Wealth Management
Florida
$12K – – –
SWM
196
Spire Wealth Management
Virginia
$12K +$1.69K +99 +16%
TRCT
197
Tower Research Capital (TRC)
New York
$11K -$228K -13,600 -95%
NFG
198
Next Financial Group
Texas
$11K +$11K +618 New
SFPG
199
Stonebridge Financial Planning Group
Florida
$9K – – –
AA
200
AlphaMark Advisors
Kentucky
$9K – – –
6 7
8
9 10