Sonora Investment Management’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q3	$30K	Sell	1,800 -200	-10%	-$3.33K	﹤0.01%	529
2021 Q2	$34K	Sell	2,000 -1,000	-33%	-$17K	﹤0.01%	463
2021 Q1	$48K	Buy	+3,000	New	+$48K	﹤0.01%	627
2020 Q4	–	Sell	-400	Closed	-$5K	–	1728
2020 Q3	$5K	Buy	+400	New	+$5K	﹤0.01%	1463