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Sonora Investment Management’s Hercules Capital HTGC Stock Holding History

Sonora Investment Management’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q3 		$30K Sell
1,800
-200
-10% -$3.4K ﹤0.01% 529
2021
Q2 		$34K Sell
2,000
-1,000
-33% -$17.1K ﹤0.01% 463
2021
Q1 		$48K Buy
+3,000
New +$46.5K ﹤0.01% 627
2020
Q4 		– Sell
-400
Closed -$5K – 1728
2020
Q3 		$5K Buy
+400
New +$4.45K ﹤0.01% 1463

Other funds holding HTGC

T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
ACM
Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Sonora Investment Management's HTGC Position: Q3 2021 in Review

Sonora Investment Management reduced its Hercules Capital (HTGC) stake by 10% in Q3 2021, selling an estimated $3.4K and leaving 1,800 shares worth $30K. The position accounts for ﹤0.01% of the portfolio, ranked #529.

Sonora Investment Management first reported a position in HTGC in Q3 2020 and has held it in 4 quarters since. The position peaked at $48K in Q1 2021. 218 funds tracked by Wall St. Rank hold HTGC as of Q3 2021.

  • Sonora Investment Management held 1,800 shares of Hercules Capital worth $30K as of Q3 2021.
  • Sonora Investment Management sold 200 Hercules Capital shares in Q3 2021, an estimated $3.4K.
  • Hercules Capital made up ﹤0.01% of Sonora Investment Management's portfolio in Q3 2021, its #529 holding.
  • Sonora Investment Management first reported a position in Hercules Capital in Q3 2020 and has held it in 4 quarters since.
  • Sonora Investment Management's Hercules Capital position peaked at $48K in Q1 2021.
  • 218 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2021.

Based on Sonora Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.