HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

193 hedge funds and large institutions have $486M invested in Hercules Capital in 2020 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 68 increasing their positions, 51 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
193
Holders Change
+14
Holders Change %
+7.82%
% of All Funds
3.42%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
39
Increased
68
Reduced
51
Closed
24
Calls
$6.52M
Puts
$3.09M
Net Calls
+$3.43M
Net Calls Change
+$4.3M

Top Buyers

1
Invesco
1
Invesco
Georgia
$9.94M
2
MGAM
2
McGowan Group Asset Management
Texas
$5.48M
3
N
3
Natixis
France
$3.63M
4
Neuberger Berman Group
4
Neuberger Berman Group
New York
$3.19M
5
Voloridge Investment Management
5
Voloridge Investment Management
Florida
$2.43M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$27.4M
2
JAM
2
Jacobs Asset Management
New York
$0
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$19M
4
RCM
4
Radcliffe Capital Management
Pennsylvania
$0
5
Assenagon Asset Management
5
Assenagon Asset Management
Luxembourg
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CAM
176
ClariVest Asset Management
California
$11K – – –
RWB
177
RMR Wealth Builders
New Jersey
$10K +$10K +678 New
AA
178
AlphaMark Advisors
Kentucky
$8K – – –
GWMIA
179
Global Wealth Management Investment Advisory
Florida
$8K – – –
GAM
180
Gemmer Asset Management
California
$7K -$5.25K -375 -43%
IA
181
Inspire Advisors
Idaho
$7K +$7K +491 New
SFPG
182
Stonebridge Financial Planning Group
Florida
$7K +$7K +500 New
TAM
183
Tucker Asset Management
Colorado
$6.69K +$6.69K +464 New
MF
184
Manchester Financial
California
$4K – – –
SFS
185
Sowell Financial Services
Arkansas
$4K – – –
VNA
186
Valley National Advisers
Pennsylvania
$3K – – –
ADL
187
Asset Dedication LLC
California
$3K +$3K +200 New
LWANC
188
Laurel Wealth Advisors (North Carolina)
North Carolina
$3K +$3K +200 New
WT
189
Washington Trust
Rhode Island
$3K +$3K +226 New
AssetMark Inc
190
AssetMark Inc
California
$2K +$2K +150 New
CHC
191
City Holding Co
West Virginia
$2K +$2K +162 New
JAM
192
Jacobs Asset Management
New York
– -$2.89M -250,000 Closed
RCM
193
Radcliffe Capital Management
Pennsylvania
– -$1.62M -140,000 Closed
Assenagon Asset Management
194
Assenagon Asset Management
Luxembourg
– -$1.51M -130,059 Closed
FCM
195
FJ Capital Management
Virginia
– -$1.44M -124,000 Closed
WG
196
Winton Group
United Kingdom
– -$625K -54,050 Closed
CSS
197
Cubist Systematic Strategies
Connecticut
– -$590K -51,001 Closed
Marshall Wace
198
Marshall Wace
United Kingdom
– -$562K -48,540 Closed
PCM
199
Palisade Capital Management
New Jersey
– -$514K -44,467 Closed
JWCA
200
J.W. Cole Advisors
Florida
– -$454K -39,211 Closed
5 6 7
8
9