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Hercules Capital
HTGC

Overview Fund Activity

191 hedge funds and large institutions have $494M invested in Hercules Capital in 2019 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 61 increasing their positions, 47 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
191
Holders Change
+14
Holders Change %
+7.91%
% of All Funds
3.77%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
42
Increased
61
Reduced
47
Closed
24
Calls
$964K
Puts
$722K
Net Calls
+$242K
Net Calls Change
+$1.92M

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$7.92M
2
Macquarie Group
2
Macquarie Group
Australia
$8.31M
3
Millennium Management
3
Millennium Management
New York
$11.3M
4
Assenagon Asset Management
4
Assenagon Asset Management
Luxembourg
$3.07M
5
Rockefeller Capital Management
5
Rockefeller Capital Management
New York
$2.98M

Top Sellers

1
JPMorgan Chase & Co
1
JPMorgan Chase & Co
New York
$13.9M
2
MPAM
2
Monarch Partners Asset Management
Massachusetts
$1.74M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.34M
4
Deutsche Bank
4
Deutsche Bank
Germany
$896K
5
Citadel Advisors
5
Citadel Advisors
Florida
$5.84M
Name Holding Trade Value Shares
Change 		Shares
Change %
JCM
176
Jacobi Capital Management
Pennsylvania
$7K – – –
THWM
177
Taylor Hoffman Wealth Management
Virginia
$7K – – –
MPWT
178
MassMutual Private Wealth & Trust
Connecticut
$5K -$40.1K -3,000 -89%
TSW
179
Thompson Siegel & Walmsley
Virginia
$5K – – –
S
180
SignatureFD
Georgia
$4K -$3.36K -215 -46%
First Manhattan
181
First Manhattan
New York
$4K – – –
Simplex Trading
182
Simplex Trading
Illinois
$4K +$4K +313 New
GWMIA
183
Global Wealth Management Investment Advisory
Florida
$2K – – –
GEA
184
Glen Eagle Advisors
New Jersey
$1.4K +$1.4K +100 New
AA
185
AlphaMark Advisors
Kentucky
$1K – – –
WAP
186
Wealthcare Advisory Partners
Pennsylvania
$1K – – –
WAMC
187
Western Asset Management Company
California
$1K – – –
Credit Agricole
188
Credit Agricole
France
– -$1.78M -133,330 Closed
Lord, Abbett & Co
189
Lord, Abbett & Co
New Jersey
– -$1.44M -107,300 Closed
AG
190
AlphaSimPlex Group
Massachusetts
– -$1.16M -87,065 Closed
Point72 Asset Management
191
Point72 Asset Management
Connecticut
– -$533K -39,833 Closed
TI
192
Trexquant Investment
Connecticut
– -$401K -30,025 Closed
TG
193
TCW Group
California
– -$390K -29,200 Closed
WAM
194
Wolverine Asset Management
Illinois
– -$348K -26,032 Closed
WS
195
Wedbush Securities
California
– -$236K -17,627 Closed
CIBC World Market
196
CIBC World Market
Ontario, Canada
– -$205K -15,322 Closed
CA
197
Calton & Associates
Florida
– -$185K -13,844 Closed
FCI
198
Financial Counselors Inc
Kansas
– -$175K -13,075 Closed
VAS
199
Vestmark Advisory Solutions
Massachusetts
– -$161K -12,044 Closed
QC
200
Quadrature Capital
United Kingdom
– -$161K -12,018 Closed
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