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Hercules Capital
HTGC

Overview Fund Activity

186 hedge funds and large institutions have $452M invested in Hercules Capital in 2019 Q2 according to their latest regulatory filings, with 38 funds opening new positions, 59 increasing their positions, 52 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
186
Holders Change
+17
Holders Change %
+10.06%
% of All Funds
4.05%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
38
Increased
59
Reduced
52
Closed
21
Calls
–
Puts
$2.72M
Net Calls
-$2.72M
Net Calls Change
+$468K

Top Buyers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$44.9M
2
CF
2
Centaurus Financial
California
$10.7M
3
Millennium Management
3
Millennium Management
New York
$9.53M
4
SIS
4
Sound Income Strategies
Florida
$21.5M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$4.9M

Top Sellers

1
AM
1
Ares Management
California
$0
2
Nomura Holdings
2
Nomura Holdings
Japan
$0
3
Goldman Sachs
3
Goldman Sachs
New York
$3.02M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$30.6M
5
SMDAM
5
Sumitomo Mitsui DS Asset Management
Japan
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
JCM
176
Jacobi Capital Management
Pennsylvania
$6K – – –
THWM
177
Taylor Hoffman Wealth Management
Virginia
$6K – – –
NCM
178
Next Capital Management
New York
$6K +$6K +432 New
TSW
179
Thompson Siegel & Walmsley
Virginia
$5K – – –
MPWT
180
MassMutual Private Wealth & Trust
Connecticut
$5K – – –
First Manhattan
181
First Manhattan
New York
$3K – – –
QCIG
182
Quad-Cities Investment Group
Iowa
$3K – – –
WAMC
183
Western Asset Management Company
California
$1K +$1K +2 New
AM
184
Ares Management
California
– -$7.33M -579,082 Closed
Nomura Holdings
185
Nomura Holdings
Japan
– -$4.18M -328,901 Closed
SMDAM
186
Sumitomo Mitsui DS Asset Management
Japan
– -$2.51M -198,490 Closed
Manulife (Manufacturers Life Insurance)
187
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$1.93M -152,104 Closed
BAM
188
Blueshift Asset Management
New Jersey
– -$356K -28,112 Closed
CANY
189
Caxton Associates (New York)
New York
– -$296K -23,390 Closed
ECM
190
ExodusPoint Capital Management
New York
– -$235K -18,600 Closed
Connor, Clark & Lunn Investment Management (CC&L)
191
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$194K -15,300 Closed
Squarepoint
192
Squarepoint
New York
– -$174K -13,743 Closed
Verition Fund Management
193
Verition Fund Management
Connecticut
– -$133K -10,539 Closed
PI
194
PEAK6 Investments
Illinois
– -$116K -9,188 Closed
WCM
195
WealthBridge Capital Management
Ohio
– -$82K -6,000 Closed
TRCT
196
Tower Research Capital (TRC)
New York
– -$48K -3,808 Closed
AA
197
Advisory Alpha
Michigan
– -$48.9K -3,557 Closed
RFC
198
Regions Financial Corp
Alabama
– -$32K -2,500 Closed
OWD
199
Osborn Williams & Donohoe
Ohio
– -$30K -2,350 Closed
FHB
200
First Hawaiian Bank
Hawaii
– -$18K -1,400 Closed
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