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Hercules Capital
HTGC

Overview Fund Activity

218 hedge funds and large institutions have $511M invested in Hercules Capital in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 83 increasing their positions, 60 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
218
Holders Change
+4
Holders Change %
+1.87%
% of All Funds
3.83%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
27
Increased
83
Reduced
60
Closed
21
Calls
$9.7M
Puts
$11.3M
Net Calls
-$1.64M
Net Calls Change
+$892K

Top Buyers

1
Two Sigma Investments
1
Two Sigma Investments
New York
$8.47M
2
Invesco
2
Invesco
Georgia
$18M
3
BlackRock
3
BlackRock
New York
$15.5M
4
UIC
4
Uniplan Investment Counsel
Wisconsin
$2.6M
5
LCWP
5
Legacy Capital Wealth Partners
Arkansas
$2.38M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$0
2
SAMH
2
Shanda Asset Management Holdings
British Virgin Islands
$5.54M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$1.23M
4
Skandinaviska Enskilda Banken (SEB)
4
Skandinaviska Enskilda Banken (SEB)
Sweden
$0
5
MC
5
Muzinich & Co
New York
$8.53M
Name Holding Trade Value Shares
Change 		Shares
Change %
CFGS
151
Concourse Financial Group Securities
Alabama
$195K -$12.3K -740 -6%
BAM
152
Belpointe Asset Management
Nevada
$193K +$248 +15 +0.1%
BTW
153
Boston Trust Walden
Massachusetts
$189K +$189K +11,400 New
SBIA
154
Sheaff Brock Investment Advisors
Indiana
$184K +$14K +838 +8%
DI
155
Diligent Investors
California
$178K – – –
MAFM
156
Mid Atlantic Financial Management
Pennsylvania
$174K +$174K +10,449 New
TCWM
157
Total Clarity Wealth Management
Illinois
$173K +$173K +10,414 New
ZIG
158
Zuckerman Investment Group
Illinois
$166K – – –
TC
159
Telemus Capital
Michigan
$166K – – –
PO
160
Private Ocean
California
$125K – – –
RE
161
RBC Europe
United Kingdom
$116K – – –
WLPWM
162
Walled Lake Planning & Wealth Management
Illinois
$100K +$100K +6,050 New
HI
163
Harbour Investments
Wisconsin
$91K +$25.4K +1,530 +39%
BCA
164
Berman Capital Advisors
Georgia
$66K – – –
CWC
165
Carolinas Wealth Consulting
North Carolina
$64K +$34.6K +2,091 +118%
HCM
166
Highlander Capital Management
New Jersey
$59K – – –
ED
167
Exane Derivatives
France
$57.5K -$22.2K -1,336 -28%
TRCT
168
Tower Research Capital (TRC)
New York
$57K +$46.1K +2,774 +423%
JPLA
169
Joseph P. Lucia & Associates
New York
$53K -$117 -7 -0.2%
Fifth Third Bancorp
170
Fifth Third Bancorp
Ohio
$52K +$52K +3,145 New
OCM
171
Orion Capital Management
California
$50K – – –
TCM
172
Tradewinds Capital Management
Washington
$44K +$831 +50 +2%
FIA
173
FNY Investment Advisers
New York
$41K -$24.6K -1,500 -38%
CCM
174
Covington Capital Management
California
$41K – – –
Koshinski Asset Management
175
Koshinski Asset Management
Illinois
$33.2K +$33.2K +2,000 New
5 6
7
8 9