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Hercules Capital

179 hedge funds and large institutions have $385M invested in Hercules Capital in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 66 increasing their positions, 57 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 57

4% more capital invested

Capital invested by funds: $371M → $385M (+$14.3M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

2% less funds holding

Funds holding: 183179 (-4)

2.87% less ownership

Funds ownership: 31.99%29.12% (-2.9%)

13% less first-time investments, than exits

New positions opened: 27 | Existing positions closed: 31

21% less call options, than puts

Call options by funds: $3.29M | Put options by funds: $4.16M

Holders
179
Holders Change
-4
Holders Change %
-2.19%
% of All Funds
3.61%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
27
Increased
66
Reduced
57
Closed
31
Calls
$3.29M
Puts
$4.16M
Net Calls
-$873K
Net Calls Change
+$218K
Name Holding Trade Value Shares
Change
Change in
Stake
CCM
151
Covington Capital Management
California
$40K
AWM
152
Atticus Wealth Management
Florida
$39K +$322 +29 +0.9%
CSPIA
153
Cary Street Partners Investment Advisory
Virginia
$37K +$35.6K +3,200 New
TCM
154
Tradewinds Capital Management
Washington
$28K +$745 +67 +3%
PCG
155
Private Capital Group
Connecticut
$25K
OIA
156
Optimum Investment Advisors
Illinois
$24K -$4.45K -400 -16%
CCM
157
Chiron Capital Management
Florida
$23K +$22.2K +2,000 New
PMFA
158
Plante Moran Financial Advisors
Michigan
$19K +$1.99K +179 +13%
Northwestern Mutual Wealth Management
159
Northwestern Mutual Wealth Management
Wisconsin
$17K
PA
160
Parallel Advisors
California
$16K
CFN
161
Cordasco Financial Network
Florida
$16K +$400 +36 +3%
AA
162
Ancora Advisors
Ohio
$14K
BWA
163
BDO Wealth Advisors
Florida
$13K +$322 +29 +3%
AWM
164
Avior Wealth Management
Nebraska
$12K
TFS
165
TrustCore Financial Services
Tennessee
$11K
GAM
166
Gemmer Asset Management
California
$10K +$4.17K +375 +75%
DAM
167
Delta Asset Management
Tennessee
$9K
First Manhattan
168
First Manhattan
New York
$9K
CAM
169
ClariVest Asset Management
California
$8K
GWMIA
170
Global Wealth Management Investment Advisory
Florida
$7K +$4.36K +392 +231%
BFEC
171
Benjamin F. Edwards & Company
Missouri
$6K
AA
172
AlphaMark Advisors
Kentucky
$6K +$5.12K +460 +511%
SIM
173
Sonora Investment Management
Arizona
$5K +$4.45K +400 New
BNP Paribas Financial Markets
174
BNP Paribas Financial Markets
France
$3.09K
MF
175
Manchester Financial
California
$3K