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Hercules Capital
HTGC

Overview Fund Activity

179 hedge funds and large institutions have $385M invested in Hercules Capital in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 66 increasing their positions, 57 reducing their positions, and 31 closing their positions.

Holders
179
Holders Change
-4
Holders Change %
-2.19%
% of All Funds
3.62%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
27
Increased
66
Reduced
57
Closed
31
Calls
$3.29M
Puts
$4.16M
Net Calls
-$873K
Net Calls Change
+$218K

Top Buyers

1
Aberdeen Group
1
Aberdeen Group
United Kingdom
$7.92M
2
JAM
2
Jacobs Asset Management
New York
$2.89M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$16.6M
4
BlackRock
4
BlackRock
New York
$9.4M
5
Barclays
5
Barclays
United Kingdom
$1.48M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$32.4M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$562K
3
Assenagon Asset Management
3
Assenagon Asset Management
Luxembourg
$1.51M
4
Citadel Advisors
4
Citadel Advisors
Florida
$194K
5
Millennium Management
5
Millennium Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CCM
151
Covington Capital Management
California
$40K 3,500 – –
AWM
152
Atticus Wealth Management
Florida
$39K 3,357 +29 +0.9%
CSPIA
153
Cary Street Partners Investment Advisory
Virginia
$37K 3,200 +3,200 New
TCM
154
Tradewinds Capital Management
Washington
$28K 2,440 +67 +3%
PCG
155
Private Capital Group
Connecticut
$25K 2,148 – –
OIA
156
Optimum Investment Advisors
Illinois
$24K 2,100 -400 -16%
CCM
157
Chiron Capital Management
Florida
$23K 2,000 +2,000 New
PMFA
158
Plante Moran Financial Advisors
Michigan
$19K 1,610 +179 +13%
Northwestern Mutual Wealth Management
159
Northwestern Mutual Wealth Management
Wisconsin
$17K 1,500 – –
PA
160
Parallel Advisors
California
$16K 1,381 – –
CFN
161
Cordasco Financial Network
Florida
$16K 1,350 +36 +3%
AA
162
Ancora Advisors
Ohio
$14K 1,250 – –
BWA
163
BDO Wealth Advisors
Florida
$13K 1,087 +29 +3%
AWM
164
Avior Wealth Management
Nebraska
$12K 1,060 – –
TFS
165
TrustCore Financial Services
Tennessee
$11K 955 – –
GAM
166
Gemmer Asset Management
California
$10K 875 +375 +75%
DAM
167
Delta Asset Management
Tennessee
$9K 800 – –
First Manhattan
168
First Manhattan
New York
$9K 825 – –
CAM
169
ClariVest Asset Management
California
$8K 730 – –
GWMIA
170
Global Wealth Management Investment Advisory
Florida
$7K 562 +392 +231%
BFEC
171
Benjamin F. Edwards & Company
Missouri
$6K 500 – –
AA
172
AlphaMark Advisors
Kentucky
$6K 550 +460 +511%
SIM
173
Sonora Investment Management
Arizona
$5K 400 +400 New
BNP Paribas Financial Markets
174
BNP Paribas Financial Markets
France
$3.09K 267 – –
SFS
175
Sowell Financial Services
Arkansas
$3K 295 – –
5 6
7
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