HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

169 hedge funds and large institutions have $392M invested in Hercules Capital in 2019 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 59 increasing their positions, 51 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
169
Holders Change
-2
Holders Change %
-1.17%
% of All Funds
3.66%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
32
Increased
59
Reduced
51
Closed
31
Calls
$494K
Puts
$3.68M
Net Calls
-$3.19M
Net Calls Change
-$2.61M

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$27.4M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$25.3M
3
Goldman Sachs
3
Goldman Sachs
New York
$6.26M
4
SAMH
4
Shanda Asset Management Holdings
British Virgin Islands
$30.4M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$3.84M

Top Sellers

1
AM
1
Ares Management
California
$7.33M
2
UBS Group
2
UBS Group
Switzerland
$16.6M
3
NC
3
Northpointe Capital
Michigan
$0
4
Loomis, Sayles & Company
4
Loomis, Sayles & Company
Massachusetts
$0
5
CFG
5
CNO Financial Group
Indiana
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AF
151
Allworth Financial
California
$13K +$13K +1,000 New
AIM
152
Advantage Investment Management
Iowa
$10K – – –
BFEC
153
Benjamin F. Edwards & Company
Missouri
$8K -$947 -71 -11%
EFSCE
154
Enterprise Financial Services Corp (EFSC)
Missouri
$8K +$8K +600 New
JCM
155
Jacobi Capital Management
Pennsylvania
$6K – – –
PA
156
Parallel Advisors
California
$6K – – –
THWM
157
Taylor Hoffman Wealth Management
Virginia
$6K – – –
Nordea Investment Management
158
Nordea Investment Management
Sweden
$6K +$2.19K +172 +57%
TSW
159
Thompson Siegel & Walmsley
Virginia
$5K – – –
Northwestern Mutual Wealth Management
160
Northwestern Mutual Wealth Management
Wisconsin
$5K +$5K +373 New
OFW
161
Omnia Family Wealth
Florida
$5K +$5K +432 New
MPWT
162
MassMutual Private Wealth & Trust
Connecticut
$4.74K – – –
PMFA
163
Plante Moran Financial Advisors
Michigan
$4K +$4K +307 New
First Manhattan
164
First Manhattan
New York
$3K – – –
QCIG
165
Quad-Cities Investment Group
Iowa
$3K – – –
WAP
166
Wealthcare Advisory Partners
Pennsylvania
$3K +$40 +3 +1%
AIM
167
Assured Investment Management
New York
$1K -$372K -39,070 -100%
NC
168
Northpointe Capital
Michigan
– -$5.33M -482,378 Closed
Loomis, Sayles & Company
169
Loomis, Sayles & Company
Massachusetts
– -$4.69M -424,822 Closed
CFG
170
CNO Financial Group
Indiana
– -$4.19M -379,367 Closed
Two Sigma Investments
171
Two Sigma Investments
New York
– -$2M -181,119 Closed
Two Sigma Advisers
172
Two Sigma Advisers
New York
– -$1.8M -163,015 Closed
HI
173
HBK Investments
Texas
– -$1.79M -162,161 Closed
Ohio Public Employees Retirement System (OPERS)
174
Ohio Public Employees Retirement System (OPERS)
Ohio
– -$1.49M -134,450 Closed
MWNA
175
Marshall Wace North America
New York
– -$823K -74,442 Closed
4 5 6
7
8