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Hercules Capital
HTGC

Overview Fund Activity

174 hedge funds and large institutions have $460M invested in Hercules Capital in 2018 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 60 increasing their positions, 49 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
174
Holders Change
+13
Holders Change %
+8.07%
% of All Funds
3.99%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.11%
New
28
Increased
60
Reduced
49
Closed
15
Calls
$1.76M
Puts
$1.9M
Net Calls
-$141K
Net Calls Change
+$781K

Top Buyers

1
GIP
1
Granite Investment Partners
California
$14.8M
2
STB
2
S&T Bank
Pennsylvania
$8.58M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$8.51M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$7.7M
5
CF
5
Centaurus Financial
California
$7.34M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$15.7M
2
MC
2
Muzinich & Co
New York
$18.9M
3
MWNA
3
Marshall Wace North America
New York
$0
4
AR
4
Advisory Research
Illinois
$3.7M
5
SMDAM
5
Sumitomo Mitsui DS Asset Management
Japan
$3.43M
Name Holding Trade Value Shares
Change 		Shares
Change %
BNP Paribas Financial Markets
151
BNP Paribas Financial Markets
France
$21.5K -$2.78K -220 -11%
GAM
152
Gemmer Asset Management
California
$21K -$8.4K -650 -29%
IWP
153
Icon Wealth Partners
Texas
$21K +$21K +1,623 New
CAGAS
154
Capital Advisory Group Advisory Services
Minnesota
$15K +$15K +1,210 New
WWM
155
Wagner Wealth Management
South Carolina
$14K -$255 -20 -2%
SFM
156
Signet Financial Management
New Jersey
$13K +$13K +1,000 New
PCP
157
Proficio Capital Partners
Massachusetts
$12K – – –
AIM
158
Advantage Investment Management
Iowa
$10K – – –
AF
159
Advisornet Financial
Minnesota
$8K +$8K +634 New
SIAP
160
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$7K – – –
MPWT
161
MassMutual Private Wealth & Trust
Connecticut
$6.1K – – –
ML
162
McAdam LLC
Pennsylvania
$6K -$384 -32 -6%
PA
163
Parallel Advisors
California
$6K – – –
THWM
164
Taylor Hoffman Wealth Management
Virginia
$6K – – –
Fifth Third Bancorp
165
Fifth Third Bancorp
Ohio
$6K +$6K +470 New
TSW
166
Thompson Siegel & Walmsley
Virginia
$5K – – –
FPFS
167
First Personal Financial Services
North Carolina
$4K – – –
S
168
SignatureFD
Georgia
$3K – – –
IA
169
IFP Advisors
Florida
$3K – – –
WAP
170
Wealthcare Advisory Partners
Pennsylvania
$3K +$3K +217 New
WAM
171
Wealthspire Advisors (Maryland)
Maryland
$2K – – –
QCIG
172
Quad-Cities Investment Group
Iowa
$2K +$2K +200 New
MWNA
173
Marshall Wace North America
New York
– -$2.64M -218,002 Closed
GCP
174
GSA Capital Partners
United Kingdom
– -$1.06M -87,542 Closed
PI
175
Putnam Investments
Massachusetts
– -$1M -82,684 Closed
4 5 6
7
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