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Hercules Capital
HTGC

Overview Fund Activity

157 hedge funds and large institutions have $449M invested in Hercules Capital in 2014 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 70 increasing their positions, 36 reducing their positions, and 15 closing their positions.

Holders
157
Holders Change
+8
Holders Change %
+5.37%
% of All Funds
4.54%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
25
Increased
70
Reduced
36
Closed
15
Calls
$266K
Puts
$795K
Net Calls
-$529K
Net Calls Change
-$370K

Top Buyers

1
EAM
1
Edge Asset Management
Washington
$15.6M
2
Robeco Institutional Asset Management
2
Robeco Institutional Asset Management
Netherlands
$14.3M
3
PCM
3
Penn Capital Management
Pennsylvania
$2.46M
4
Morgan Stanley
4
Morgan Stanley
New York
$14.8M
5
BTS
5
BB&T Securities
Virginia
$9.48M

Top Sellers

1
IG
1
ING Group
Netherlands
$0
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.09M
3
DCM
3
Driehaus Capital Management
Illinois
$0
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$280K
5
Fuller & Thaler Asset Management
5
Fuller & Thaler Asset Management
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
ST
151
Smithfield Trust
Pennsylvania
$6K 429 – –
MIM
152
Macroview Investment Management
Maryland
$4K 300 – –
First Manhattan
153
First Manhattan
New York
$4K 300 – –
Manulife (Manufacturers Life Insurance)
154
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3.68K 261,831 +1,665 +0.6%
BPBT
155
Boston Private Bank & Trust
Massachusetts
$3K 190 – –
Envestnet Asset Management
156
Envestnet Asset Management
Illinois
$2K 152 – –
TRCT
157
Tower Research Capital (TRC)
New York
$1K 75 -5,371 -99%
IG
158
ING Group
Netherlands
– – -970,000 Closed
DCM
159
Driehaus Capital Management
Illinois
– – -337,439 Closed
Fuller & Thaler Asset Management
160
Fuller & Thaler Asset Management
California
– – -134,675 Closed
NCCM
161
Nine Chapters Capital Management
New Jersey
– – -68,700 Closed
WMSA
162
Weiss Multi-Strategy Advisers
New York
– – -18,840 Closed
PP
163
Paloma Partners
Connecticut
– – -15,250 Closed
JPMorgan Chase & Co
164
JPMorgan Chase & Co
New York
– – -13,965 Closed
MA
165
MCF Advisors
Kentucky
– – -12,000 Closed
CAN
166
Cetera Advisor Networks
California
– – -10,748 Closed
MOACM
167
Mutual of America Capital Management
New York
– – -4,908 Closed
TWA
168
TCI Wealth Advisors
Arizona
– – -4,400 Closed
SSG
169
Summit Securities Group
New York
– – -3,800 Closed
HNB
170
Huntington National Bank
Ohio
– – -2,172 Closed
BNP Paribas Financial Markets
171
BNP Paribas Financial Markets
France
– – -798 Closed
PMFA
172
Plante Moran Financial Advisors
Michigan
– – -582 Closed
ST
173
Spot Trading
Illinois
– – – –
3 4 5 6
7