Nine Chapters Capital Management’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-103,400	Closed	-$1.05M	–	252
2015 Q3	$1.05M	Buy	+103,400	New	+$1.05M	0.09%	324
2014 Q1	–	Sell	-68,700	Closed	-$1.13M	–	882
2013 Q4	$1.13M	Buy	+68,700	New	+$1.13M	0.11%	261