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Hercules Capital

179 hedge funds and large institutions have $385M invested in Hercules Capital in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 66 increasing their positions, 57 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 57

4% more capital invested

Capital invested by funds: $371M → $385M (+$14.3M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

2% less funds holding

Funds holding: 183179 (-4)

2.87% less ownership

Funds ownership: 31.99%29.12% (-2.9%)

13% less first-time investments, than exits

New positions opened: 27 | Existing positions closed: 31

21% less call options, than puts

Call options by funds: $3.29M | Put options by funds: $4.16M

Holders
179
Holders Change
-4
Holders Change %
-2.19%
% of All Funds
3.61%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
27
Increased
66
Reduced
57
Closed
31
Calls
$3.29M
Puts
$4.16M
Net Calls
-$873K
Net Calls Change
+$218K
Name Holding Trade Value Shares
Change
Change in
Stake
QIM
126
Quest Investment Management
Oregon
$177K
FNBOMD
127
First National Bank of Mount Dora
Florida
$176K
QC
128
Quadrature Capital
United Kingdom
$175K +$168K +15,150 New
SAS
129
Stelac Advisory Services
New York
$170K +$15.8K +1,420 +11%
MAFM
130
Mid Atlantic Financial Management
Pennsylvania
$155K
GAM
131
Gotham Asset Management
New York
$152K +$3.06K +275 +2%
BAM
132
Belpointe Asset Management
Nevada
$148K -$48.2K -4,333 -25%
WJWM
133
Williams Jones Wealth Management
New York
$148K +$142K +12,806 New
EFS
134
Essex Financial Services
Connecticut
$140K +$15.3K +1,380 +13%
APA
135
American Portfolios Advisors
New York
$139K -$2.26K -203 -2%
CFGS
136
Concourse Financial Group Securities
Alabama
$135K +$2.42K +218 +2%
Citigroup
137
Citigroup
New York
$126K -$7.18K -646 -6%
Neuberger Berman Group
138
Neuberger Berman Group
New York
$125K +$5.56K +500 +5%
Qube Research & Technologies (QRT)
139
Qube Research & Technologies (QRT)
United Kingdom
$123K -$477K -42,912 -80%
EGM
140
Engineers Gate Manager
New York
$117K +$112K +10,105 New
BRWA
141
B. Riley Wealth Advisors
Florida
$117K +$113K +10,151 New
PFO
142
Pathstone Family Office
New Jersey
$105K +$100K +9,000 New
RE
143
RBC Europe
United Kingdom
$81K
ASN
144
Advisory Services Network
Georgia
$76K +$73K +6,565 New
PO
145
Private Ocean
California
$58K +$4.04K +363 +8%
CG
146
Cutler Group
California
$56K +$53.4K +4,800 +4,800%
Bank of Montreal
147
Bank of Montreal
Ontario, Canada
$50K -$240K -21,612 -83%
BCA
148
Berman Capital Advisors
Georgia
$46K +$44.5K +4,000 New
Carson Wealth (CWM LLC)
149
Carson Wealth (CWM LLC)
Nebraska
$43K
HCM
150
Highlander Capital Management
New Jersey
$41K