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Hercules Capital
HTGC

Overview Fund Activity

179 hedge funds and large institutions have $385M invested in Hercules Capital in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 66 increasing their positions, 57 reducing their positions, and 31 closing their positions.

Holders
179
Holders Change
-4
Holders Change %
-2.19%
% of All Funds
3.62%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
27
Increased
66
Reduced
57
Closed
31
Calls
$3.29M
Puts
$4.16M
Net Calls
-$873K
Net Calls Change
+$218K

Top Buyers

1
Aberdeen Group
1
Aberdeen Group
United Kingdom
$7.92M
2
JAM
2
Jacobs Asset Management
New York
$2.89M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$16.6M
4
BlackRock
4
BlackRock
New York
$9.4M
5
Barclays
5
Barclays
United Kingdom
$1.48M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$32.4M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$562K
3
Assenagon Asset Management
3
Assenagon Asset Management
Luxembourg
$1.51M
4
Citadel Advisors
4
Citadel Advisors
Florida
$194K
5
Millennium Management
5
Millennium Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
QIM
126
Quest Investment Management
Oregon
$177K 15,315 – –
FNBOMD
127
First National Bank of Mount Dora
Florida
$176K 15,190 – –
QC
128
Quadrature Capital
United Kingdom
$175K 15,150 +15,150 New
SAS
129
Stelac Advisory Services
New York
$170K 14,715 +1,420 +11%
MAFM
130
Mid Atlantic Financial Management
Pennsylvania
$155K 13,512 – –
GAM
131
Gotham Asset Management
New York
$152K 13,132 +275 +2%
BAM
132
Belpointe Asset Management
Nevada
$148K 12,804 -4,333 -25%
WJWM
133
Williams Jones Wealth Management
New York
$148K 12,806 +12,806 New
EFS
134
Essex Financial Services
Connecticut
$140K 12,132 +1,380 +13%
APA
135
American Portfolios Advisors
New York
$139K 12,035 -203 -2%
CFGS
136
Concourse Financial Group Securities
Alabama
$135K 11,682 +218 +2%
Citigroup
137
Citigroup
New York
$126K 10,894 -646 -6%
Neuberger Berman Group
138
Neuberger Berman Group
New York
$125K 10,771 +500 +5%
Qube Research & Technologies (QRT)
139
Qube Research & Technologies (QRT)
United Kingdom
$123K 10,655 -42,912 -80%
EGM
140
Engineers Gate Manager
New York
$117K 10,105 +10,105 New
BRWA
141
B. Riley Wealth Advisors
Florida
$117K 10,151 +10,151 New
PFO
142
Pathstone Family Office
New Jersey
$105K 9,000 +9,000 New
RE
143
RBC Europe
United Kingdom
$81K 7,000 – –
ASN
144
Advisory Services Network
Georgia
$76K 6,565 +6,565 New
PO
145
Private Ocean
California
$58K 5,033 +363 +8%
CG
146
Cutler Group
California
$56K 4,900 +4,800 +4,800%
Bank of Montreal
147
Bank of Montreal
Ontario, Canada
$50K 4,292 -21,612 -83%
BCA
148
Berman Capital Advisors
Georgia
$46K 4,000 +4,000 New
Carson Wealth (CWM LLC)
149
Carson Wealth (CWM LLC)
Nebraska
$43K 2,511 – –
HCM
150
Highlander Capital Management
New Jersey
$41K 3,532 – –
4 5
6
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