HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

146 hedge funds and large institutions have $352M invested in Hercules Capital in 2015 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 46 increasing their positions, 57 reducing their positions, and 21 closing their positions.

Holders
146
Holders Change
+2
Holders Change %
+1.39%
% of All Funds
3.83%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
24
Increased
46
Reduced
57
Closed
21
Calls
$366K
Puts
$319K
Net Calls
+$47K
Net Calls Change
+$303K

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$17.4M
2
Wellington Management Group
2
Wellington Management Group
Massachusetts
$15.3M
3
Invesco
3
Invesco
Georgia
$14.5M
4
UBS Group
4
UBS Group
Switzerland
$17.6M
5
PTA
5
Pear Tree Advisors
Massachusetts
$1.46M

Top Sellers

1
Citadel Advisors
1
Citadel Advisors
Florida
$364K
2
Millennium Management
2
Millennium Management
New York
$875K
3
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$35.7M
4
PI
4
Putnam Investments
Massachusetts
$4.62M
5
MCA
5
Mendon Capital Advisors
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
GXMC
126
Global X Management Company
New York
$21K 1,761 +68 +4%
SEI Investments
127
SEI Investments
Pennsylvania
$21K 1,762 +841 +91%
CCS
128
Crosspoint Capital Strategies
California
$15K 1,000 +1,000 New
BNP Paribas Financial Markets
129
BNP Paribas Financial Markets
France
$13.6K 1,116 +558 +100%
JC
130
JBF Capital
Colorado
$12K 1,000 – –
RFA
131
Reilly Financial Advisors
California
$12K 1,000 +1,000 New
FMP
132
Financial Management Professionals
Texas
$10K 873 – –
PCM
133
Penserra Capital Management
California
$10K 836 +836 New
AWM
134
AllSquare Wealth Management
New York
$7K 600 – –
DOA
135
D'Orazio & Associates
Virginia
$4K 300 – –
Northwestern Mutual Wealth Management
136
Northwestern Mutual Wealth Management
Wisconsin
$4K 333 +333 New
FHA
137
First Horizon Advisors
Tennessee
$3K 259 -274 -51%
WAM
138
Wealthspire Advisors (Maryland)
Maryland
$3K 250 +250 New
AFP
139
Ausdal Financial Partners
Iowa
$3K 275 +275 New
TRCT
140
Tower Research Capital (TRC)
New York
$2K 174 -3,810 -96%
CHP
141
Cable Hill Partners
Oregon
$2K 95 – –
EWM
142
Endurance Wealth Management
Rhode Island
$2K 200 +200 New
MPWT
143
MassMutual Private Wealth & Trust
Connecticut
$1.22K 100 – –
AIS
144
Accurate Investment Solutions
Pennsylvania
$1K 42 +42 New
Manulife (Manufacturers Life Insurance)
145
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$26 2,152 -283,795 -99%
MCA
146
Mendon Capital Advisors
Florida
– – -150,000 Closed
NCCM
147
Nine Chapters Capital Management
New Jersey
– – -103,400 Closed
UCFA
148
United Capital Financial Advisors
Texas
– – -94,284 Closed
SAM
149
Shell Asset Management
Netherlands
– – -92,929 Closed
ZDA
150
Zweig-DiMenna Associates
New York
– – -92,666 Closed
3 4 5
6
7