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Hercules Capital
HTGC

Overview Fund Activity

264 hedge funds and large institutions have $479M invested in Hercules Capital in 2023 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 94 increasing their positions, 68 reducing their positions, and 18 closing their positions.

Holders
264
Holders Change
+17
Holders Change %
+6.88%
% of All Funds
4.21%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.1%
New
36
Increased
94
Reduced
68
Closed
18
Calls
$22M
Puts
$12.7M
Net Calls
+$9.3M
Net Calls Change
+$6.21M

Top Buyers

1
Marshall Wace
1
Marshall Wace
United Kingdom
$20M
2
MCM
2
McKinley Capital Management
Alaska
$5.73M
3
GL
3
Graypoint LLC
New York
$2.07M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$8.72M
5
VanEck Associates
5
VanEck Associates
New York
$33.4M

Top Sellers

1
Connor, Clark & Lunn Investment Management (CC&L)
1
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$0
2
Citadel Advisors
2
Citadel Advisors
Florida
$1.14M
3
BlackRock
3
BlackRock
New York
$10.5M
4
BTCPP
4
Border to Coast Pensions Partnership
United Kingdom
$6.2M
5
SSA
5
Schonfeld Strategic Advisors
New York
$544K
Name Market Value Shares Shares
Change 		Shares
Change %
AA
101
ALPS Advisors
Colorado
$635K 38,700 -3,800 -9%
AWM
102
AE Wealth Management
Kansas
$633K 38,581 +2,233 +6%
Balyasny Asset Management
103
Balyasny Asset Management
Illinois
$629K 38,288 -95,697 -71%
Barclays
104
Barclays
United Kingdom
$628K 38,220 +38,220 New
CWM
105
C2C Wealth Management
Arizona
$611K 37,975 – –
CA
106
Cetera Advisors
Colorado
$604K 36,781 +1,128 +3%
CAPTRUST Financial Advisors
107
CAPTRUST Financial Advisors
North Carolina
$602K 36,634 -132 -0.4%
Neuberger Berman Group
108
Neuberger Berman Group
New York
$600K 36,550 – –
PWM
109
Palumbo Wealth Management
New York
$591K 36,000 +36,000 New
1IA
110
1620 Investment Advisors
Massachusetts
$584K 35,584 -200 -0.6%
VEA
111
Virtus ETF Advisers
New York
$571K 34,754 +11,151 +47%
DI
112
Diligent Investors
California
$563K 34,305 +21 +0.1%
SSA
113
Schonfeld Strategic Advisors
New York
$544K 33,100 -108,900 -77%
CC
114
Claybrook Capital
Massachusetts
$536K 32,620 – –
AIC
115
Archer Investment Corporation
Indiana
$534K 32,510 +3 +0%
FFWM
116
Future Financial Wealth Management
Ohio
$514K 31,300 – –
GIM
117
Greenwich Investment Management
Connecticut
$496K 30,201 -2,825 -9%
OQS
118
Occudo Quantitative Strategies
Florida
$488K 29,715 -8,589 -22%
FNBOMD
119
First National Bank of Mount Dora
Florida
$480K 29,246 – –
EGA
120
Eagle Global Advisors
Texas
$480K 29,230 +5,400 +23%
Mirae Asset Global Investments
121
Mirae Asset Global Investments
South Korea
$472K 28,722 +816 +3%
GC
122
Guggenheim Capital
Illinois
$455K 27,727 -833 -3%
SFS
123
Sowell Financial Services
Arkansas
$445K 27,080 +46 +0.2%
KA
124
Kovack Advisors
Florida
$436K 26,544 +276 +1%
FB
125
Fulton Bank
Pennsylvania
$434K 26,417 +26,417 New
3 4
5
6 7