We are live on ! Find out more
HTGC icon

Hercules Capital
HTGC

214 hedge funds and large institutions have $537M invested in Hercules Capital in 2021 Q2 according to their latest regulatory filings, with 32 funds opening new positions, 71 increasing their positions, 66 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $510M → $537M (+$27.4M)

8% more repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 66

3% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 31

0% more funds holding

Funds holding: 213 → 214 (+1)

0.35% less ownership

Funds ownership: 27.56% → 27.21% (-0.35%)

21% less call options, than puts

Call options by funds: $9.55M | Put options by funds: $12.1M

40% less funds holding in top 10

Funds holding in top 10: 5 → 3 (-2)

Holders
214
Holders Change
+1
Holders Change %
+0.47%
% of All Funds
3.72%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
32
Increased
71
Reduced
66
Closed
31
Calls
$9.55M
Puts
$12.1M
Net Calls
-$2.53M
Net Calls Change
-$1.92M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$10.6M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$10.3M
3
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$6.91M
4
Two Sigma Investments
Two Sigma Investments
New York
+$4.53M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$3.67M

Top Sellers

1
GIP
Granite Investment Partners
California
-$19M
2
Northern Trust
Northern Trust
Illinois
-$6.09M
3
JP Morgan Chase
JP Morgan Chase
New York
-$4.83M
4
Aberdeen Group
Aberdeen Group
United Kingdom
-$4.06M
5
California Public Employees Retirement System
California Public Employees Retirement System
California
-$3.71M
Name Holding Trade Value Shares
Change 		Change in
Stake
VEA
101
Virtus ETF Advisers
New York
$567K +$126K +7,373 +28%
Allianz Asset Management
102
Allianz Asset Management
Germany
$531K +$6.76K +395 +1%
SWP
103
Stratos Wealth Partners
Ohio
$530K -$79K -4,617 -13%
PCM
104
Prelude Capital Management
New York
$505K -$50K -2,925 -9%
Cerity Partners
105
Cerity Partners
New York
$502K +$8.33K +487 +2%
FNBOMD
106
First National Bank of Mount Dora
Florida
$499K – – –
ETC
107
Exchange Traded Concepts
Oklahoma
$499K +$500K +29,241 New
NSIM
108
North Star Investment Management
Illinois
$474K +$753 +44 +0.2%
SIA
109
Sit Investment Associates
Minnesota
$455K – – –
WP
110
WealthSource Partners
California
$433K -$565 -33 -0.1%
GWM
111
Geneos Wealth Management
Colorado
$429K +$13.9K +813 +3%
AWC
112
Abundance Wealth Counselors
Pennsylvania
$424K +$280K +16,354 +192%
KAS
113
Kestra Advisory Services
Texas
$414K +$3.63K +212 +0.9%
KA
114
Kovack Advisors
Florida
$414K +$4.11K +240 +1%
RJFSA
115
Raymond James Financial Services Advisors
Florida
$412K +$291 +17 +0.1%
CA
116
Continuum Advisory
Idaho
$402K +$4.28K +250 +1%
GT
117
Glenview Trust
Kentucky
$401K – – –
XT
118
XTX Topco
Cayman Islands
$400K +$401K +23,435 New
Creative Planning
119
Creative Planning
Kansas
$385K -$101K -5,929 -21%
SCM
120
Shelton Capital Management
Colorado
$380K -$3.42K -200 -0.9%
Envestnet Asset Management
121
Envestnet Asset Management
Illinois
$367K -$150K -8,740 -29%
FNT
122
First National Trust
Pennsylvania
$335K – – –
Barclays
123
Barclays
United Kingdom
$329K -$30.1K -1,757 -8%
SEI Investments
124
SEI Investments
Pennsylvania
$329K +$35K +2,048 +12%
FFA
125
Founders Financial Alliance
North Carolina
$326K +$7.53K +440 +2%
3 4
5
6 7

HTGC Hedge Fund Activity: Q2 2021 in Review

214 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q2 2021, worth a combined $537M — up 5.4% from $510M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new HTGC positions and 31 closed out — a net gain of 1 holder — while 71 added to existing stakes and 66 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $10.6M. The largest seller was Granite Investment Partners, exiting entirely with an estimated $19M sold.

  • 214 institutional investors held Hercules Capital (HTGC) as of Q2 2021, up from 213 in Q1 2021.
  • Funds reported $537M of Hercules Capital stock for Q2 2021, up 5.4% quarter-over-quarter.
  • 32 funds opened new Hercules Capital positions in Q2 2021 and 31 closed out, a net change of +1 holder.
  • The largest Hercules Capital buyer in Q2 2021 was Two Sigma Advisers, an estimated $10.6M added.
  • The largest Hercules Capital seller in Q2 2021 was Granite Investment Partners, an estimated $19M sold.

Based on aggregated 13F filings for Q2 2021.