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Hercules Capital
HTGC

Overview Fund Activity

193 hedge funds and large institutions have $486M invested in Hercules Capital in 2020 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 68 increasing their positions, 51 reducing their positions, and 24 closing their positions.

Holders
193
Holders Change
+14
Holders Change %
+7.82%
% of All Funds
3.42%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
39
Increased
68
Reduced
51
Closed
24
Calls
$6.52M
Puts
$3.09M
Net Calls
+$3.43M
Net Calls Change
+$4.3M

Top Buyers

1
Invesco
1
Invesco
Georgia
$9.94M
2
MGAM
2
McGowan Group Asset Management
Texas
$5.48M
3
N
3
Natixis
France
$3.63M
4
Neuberger Berman Group
4
Neuberger Berman Group
New York
$3.19M
5
Voloridge Investment Management
5
Voloridge Investment Management
Florida
$2.43M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$27.4M
2
JAM
2
Jacobs Asset Management
New York
$0
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$19M
4
RCM
4
Radcliffe Capital Management
Pennsylvania
$0
5
Assenagon Asset Management
5
Assenagon Asset Management
Luxembourg
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CWM
101
Centric Wealth Management
Illinois
$433K 30,000 +30,000 New
FWP
102
FAS Wealth Partners
Kansas
$431K 29,887 +29,887 New
VEA
103
Virtus ETF Advisers
New York
$407K 28,203 -12,839 -31%
OPA
104
Old Port Advisors
Maine
$403K 28,388 -12,832 -31%
SWP
105
Stratos Wealth Partners
Ohio
$394K 27,320 +2,890 +12%
SIA
106
Sit Investment Associates
Minnesota
$385K 26,675 – –
GWM
107
Geneos Wealth Management
Colorado
$374K 23,323 -1,200 -5%
KAS
108
Kestra Advisory Services
Texas
$372K 25,998 +7,583 +41%
WP
109
WealthSource Partners
California
$360K 24,988 -22 -0.1%
Creative Planning
110
Creative Planning
Kansas
$354K 24,531 -6,029 -20%
KA
111
Kovack Advisors
Florida
$335K 23,253 +3,439 +17%
TA
112
Tectonic Advisors
Texas
$328K 22,764 +22,764 New
RJFSA
113
Raymond James Financial Services Advisors
Florida
$317K 22,000 +1,488 +7%
CA
114
Continuum Advisory
Idaho
$296K 20,500 – –
SG Americas Securities
115
SG Americas Securities
New York
$286K 19,854 -56 -0.3%
Mirae Asset Global Investments
116
Mirae Asset Global Investments
South Korea
$283K 19,613 -359 -2%
Victory Capital Management
117
Victory Capital Management
Texas
$277K 19,201 +1,042 +6%
AWM
118
AE Wealth Management
Kansas
$268K 18,598 +1,097 +6%
FFA
119
Founders Financial Alliance
North Carolina
$264K 18,265 +475 +3%
Goldman Sachs
120
Goldman Sachs
New York
$263K 18,264 +572 +3%
VAM
121
Verity Asset Management
North Carolina
$258K 17,907 +17,907 New
VAS
122
Vestmark Advisory Solutions
Massachusetts
$256K 17,730 +978 +6%
SEI Investments
123
SEI Investments
Pennsylvania
$244K 17,360 +958 +6%
SCM
124
Shelton Capital Management
Colorado
$242K 16,750 – –
AIMCA
125
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$231K 16,009 – –
3 4
5
6 7