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Hercules Capital
HTGC

Overview Fund Activity

288 hedge funds and large institutions have $549M invested in Hercules Capital in 2023 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 114 increasing their positions, 62 reducing their positions, and 23 closing their positions.

Holders
288
Holders Change
+24
Holders Change %
+9.09%
% of All Funds
4.22%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
52
Increased
114
Reduced
62
Closed
23
Calls
$17.3M
Puts
$5.69M
Net Calls
+$11.6M
Net Calls Change
+$2.3M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$34.1M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$30.2M
3
VanEck Associates
3
VanEck Associates
New York
$40.3M
4
Goldman Sachs
4
Goldman Sachs
New York
$4.09M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$12.1M

Top Sellers

1
MHI
1
Miller Howard Investments
New York
$4.5M
2
LSV Asset Management
2
LSV Asset Management
Illinois
$0
3
UBS Group
3
UBS Group
Switzerland
$2.86M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$6.59M
5
CF
5
Centaurus Financial
California
$4.08M
Name Market Value Shares Shares
Change 		Shares
Change %
NWM
76
Napa Wealth Management
California
$1.46M 87,876 +87,876 New
Barclays
77
Barclays
United Kingdom
$1.46M 87,453 +49,233 +129%
NFG
78
Nations Financial Group
Iowa
$1.43M 85,610 +1,530 +2%
CNFG
79
Creegan & Nassoura Financial Group
New Hampshire
$1.38M 82,620 – –
IAIM
80
International Assets Investment Management
Florida
$1.35M 80,728 – –
Voloridge Investment Management
81
Voloridge Investment Management
Florida
$1.21M 72,648 -42,306 -37%
RJFSA
82
Raymond James Financial Services Advisors
Florida
$1.18M 71,029 +24,221 +52%
SPIA
83
Steward Partners Investment Advisory
New York
$1.17M 70,422 +1,724 +3%
SW
84
SVB Wealth
Massachusetts
$1.11M 66,572 -7,569 -10%
N
85
Natixis
France
$1.06M 63,473 +5,716 +10%
NGA
86
Naples Global Advisors
Florida
$1.05M 63,129 +300 +0.5%
CCC
87
Chesapeake Capital Corp
Florida
$998K 59,854 +59,854 New
TI
88
Tidal Investments
Wisconsin
$988K 59,269 +2,575 +5%
HighTower Advisors
89
HighTower Advisors
Illinois
$953K 57,113 +2,312 +4%
Jane Street
90
Jane Street
New York
$950K 56,997 +37,626 +194%
Envestnet Asset Management
91
Envestnet Asset Management
Illinois
$942K 56,520 -24,335 -30%
AWA
92
Arkadios Wealth Advisors
Georgia
$913K 54,741 +3,000 +6%
SHGA
93
Sand Hill Global Advisors
California
$906K 54,348 – –
MP
94
McDonald Partners
Ohio
$800K 48,000 +4,500 +10%
AWM
95
AE Wealth Management
Kansas
$788K 44,872 +6,291 +16%
AWC
96
Abundance Wealth Counselors
Pennsylvania
$787K 47,228 +4,893 +12%
Cetera Investment Advisers
97
Cetera Investment Advisers
Illinois
$781K 46,842 -12,647 -21%
IWM
98
IHT Wealth Management
Illinois
$765K 45,884 +1,112 +2%
KA
99
Kovack Advisors
Florida
$749K 44,936 +18,392 +69%
CA
100
Cetera Advisors
Colorado
$747K 44,803 +8,022 +22%
2 3
4
5 6