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Hercules Capital
HTGC

214 hedge funds and large institutions have $537M invested in Hercules Capital in 2021 Q2 according to their latest regulatory filings, with 32 funds opening new positions, 71 increasing their positions, 66 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $510M → $537M (+$27.4M)

8% more repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 66

3% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 31

0% more funds holding

Funds holding: 213 → 214 (+1)

0.35% less ownership

Funds ownership: 27.56% → 27.21% (-0.35%)

21% less call options, than puts

Call options by funds: $9.55M | Put options by funds: $12.1M

40% less funds holding in top 10

Funds holding in top 10: 5 → 3 (-2)

Holders
214
Holders Change
+1
Holders Change %
+0.47%
% of All Funds
3.72%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
32
Increased
71
Reduced
66
Closed
31
Calls
$9.55M
Puts
$12.1M
Net Calls
-$2.53M
Net Calls Change
-$1.92M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$10.6M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$10.3M
3
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$6.91M
4
Two Sigma Investments
Two Sigma Investments
New York
+$4.53M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$3.67M

Top Sellers

1
GIP
Granite Investment Partners
California
-$19M
2
Northern Trust
Northern Trust
Illinois
-$6.09M
3
JP Morgan Chase
JP Morgan Chase
New York
-$4.83M
4
Aberdeen Group
Aberdeen Group
United Kingdom
-$4.06M
5
California Public Employees Retirement System
California Public Employees Retirement System
California
-$3.71M
Name Holding Trade Value Shares
Change 		Change in
Stake
DA
76
Duality Advisers
Florida
$1.1M +$117K +6,849 +12%
JCM
77
Jag Capital Management
Missouri
$988K -$4.83K -282 -0.5%
AAS
78
Avantax Advisory Services
Texas
$935K -$139K -8,103 -13%
GIM
79
Greylin Investment Management
Virginia
$886K -$56.5K -3,300 -6%
Ameriprise
80
Ameriprise
Minnesota
$877K +$12.8K +746 +1%
Mirae Asset Global Investments
81
Mirae Asset Global Investments
South Korea
$874K +$70.9K +4,142 +9%
NGA
82
Naples Global Advisors
Florida
$837K +$33.2K +1,943 +4%
SIAP
83
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$817K – – –
SSA
84
Schonfeld Strategic Advisors
New York
$815K +$818K +47,800 New
BNP Paribas Financial Markets
85
BNP Paribas Financial Markets
France
$808K +$696K +40,706 +611%
JMPWA
86
JP Morgan Private Wealth Advisors
California
$801K +$804K +46,973 New
Citadel Advisors
87
Citadel Advisors
Florida
$796K +$798K +46,635 New
PAG
88
Private Advisor Group
New Jersey
$794K -$16.7K -975 -2%
Goldman Sachs
89
Goldman Sachs
New York
$778K -$257K -15,013 -25%
Truist Financial
90
Truist Financial
North Carolina
$753K -$333K -19,475 -31%
US Bancorp
91
US Bancorp
Minnesota
$677K -$195K -11,405 -22%
EGA
92
Eagle Global Advisors
Texas
$672K – – –
Millennium Management
93
Millennium Management
New York
$669K +$671K +39,202 New
Canada Life
94
Canada Life
Manitoba, Canada
$639K +$39.8K +2,328 +7%
FFWM
95
Future Financial Wealth Management
Ohio
$631K – – –
TA
96
Tectonic Advisors
Texas
$623K +$105K +6,127 +20%
AIC
97
Archer Investment Corporation
Indiana
$606K +$51.3K +3,000 +9%
LC
98
Lindbrook Capital
California
$602K -$34.2K -2,000 -5%
CA
99
Cetera Advisors
Colorado
$602K +$13.7K +800 +2%
SPIA
100
Steward Partners Investment Advisory
New York
$599K -$24.6K -1,435 -4%
2 3
4
5 6

HTGC Hedge Fund Activity: Q2 2021 in Review

214 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q2 2021, worth a combined $537M — up 5.4% from $510M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new HTGC positions and 31 closed out — a net gain of 1 holder — while 71 added to existing stakes and 66 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $10.6M. The largest seller was Granite Investment Partners, exiting entirely with an estimated $19M sold.

  • 214 institutional investors held Hercules Capital (HTGC) as of Q2 2021, up from 213 in Q1 2021.
  • Funds reported $537M of Hercules Capital stock for Q2 2021, up 5.4% quarter-over-quarter.
  • 32 funds opened new Hercules Capital positions in Q2 2021 and 31 closed out, a net change of +1 holder.
  • The largest Hercules Capital buyer in Q2 2021 was Two Sigma Advisers, an estimated $10.6M added.
  • The largest Hercules Capital seller in Q2 2021 was Granite Investment Partners, an estimated $19M sold.

Based on aggregated 13F filings for Q2 2021.