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Hercules Capital
HTGC

Overview Fund Activity

177 hedge funds and large institutions have $466M invested in Hercules Capital in 2019 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 67 increasing their positions, 48 reducing their positions, and 30 closing their positions.

Holders
177
Holders Change
-9
Holders Change %
-4.84%
% of All Funds
3.89%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
22
Increased
67
Reduced
48
Closed
30
Calls
$152K
Puts
$1.83M
Net Calls
-$1.68M
Net Calls Change
+$1.05M

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$7.38M
2
SIS
2
Sound Income Strategies
Florida
$25.5M
3
MPAM
3
Monarch Partners Asset Management
Massachusetts
$7.1M
4
BlackRock
4
BlackRock
New York
$7.5M
5
Macquarie Group
5
Macquarie Group
Australia
$3.21M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$6.75M
2
UBS Group
2
UBS Group
Switzerland
$16.3M
3
PI
3
Putnam Investments
Massachusetts
$0
4
GIM
4
Greenwich Investment Management
Connecticut
$793K
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$24.7M
Name Market Value Shares Shares
Change 		Shares
Change %
Point72 Asset Management
76
Point72 Asset Management
Connecticut
$533K 39,833 +39,833 New
PCM
77
Palisade Capital Management
New Jersey
$525K 39,300 -5,800 -13%
Envestnet Asset Management
78
Envestnet Asset Management
Illinois
$484K 36,193 -1,552 -4%
Mirae Asset Global Investments
79
Mirae Asset Global Investments
South Korea
$467K 34,939 +7,198 +26%
SPIA
80
Steward Partners Investment Advisory
New York
$464K 34,747 +33,601 +2,932%
NSIM
81
North Star Investment Management
Illinois
$416K 31,099 +10,111 +48%
SG Americas Securities
82
SG Americas Securities
New York
$410K 30,681 +11,624 +61%
TI
83
Trexquant Investment
Connecticut
$401K 30,025 +18,345 +157%
TG
84
TCW Group
California
$390K 29,200 – –
AAS
85
Avantax Advisory Services
Texas
$373K 27,895 +17,421 +166%
Bank of America
86
Bank of America
North Carolina
$371K 27,741 +6,912 +33%
WAM
87
Wolverine Asset Management
Illinois
$348K 26,032 +26,032 New
WP
88
WealthSource Partners
California
$346K 25,880 +245 +1%
DIM
89
DC Investments Management
Virginia
$333K 24,879 -1,469 -6%
AIC
90
Archer Investment Corporation
Indiana
$308K 23,000 – –
EGA
91
Eagle Global Advisors
Texas
$306K 22,900 – –
Creative Planning
92
Creative Planning
Kansas
$296K 22,104 -6,326 -22%
SB
93
Suntrust Banks
Georgia
$275K 20,594 +12 +0.1%
PAG
94
Private Advisor Group
New Jersey
$265K 19,838 -785 -4%
P
95
&Partners
Tennessee
$259K 19,350 – –
CIBC Private Wealth Group
96
CIBC Private Wealth Group
Georgia
$247K 18,487 -36,000 -66%
SM
97
Salzhauer Michael
$241K 18,000 -5,000 -22%
RJFSA
98
Raymond James Financial Services Advisors
Florida
$236K 17,663 +773 +5%
WS
99
Wedbush Securities
California
$236K 17,627 +3,970 +29%
Victory Capital Management
100
Victory Capital Management
Texas
$234K 17,504 +17,504 New
2 3
4
5 6