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Hercules Capital
HTGC

Overview Fund Activity

261 hedge funds and large institutions have $432M invested in Hercules Capital in 2022 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 97 increasing their positions, 64 reducing their positions, and 19 closing their positions.

Holders
261
Holders Change
+25
Holders Change %
+10.59%
% of All Funds
4.21%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
48
Increased
97
Reduced
64
Closed
19
Calls
$9.31M
Puts
$27.9M
Net Calls
-$18.6M
Net Calls Change
-$14.4M

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$10.1M
2
SIS
2
Sound Income Strategies
Florida
$32.3M
3
Connor, Clark & Lunn Investment Management (CC&L)
3
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$2.93M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$2.06M
5
SNB
5
Security National Bank
Nebraska
$4.41M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$14.9M
2
UBS Group
2
UBS Group
Switzerland
$4M
3
T. Rowe Price Investment Management
3
T. Rowe Price Investment Management
Maryland
$18.3M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$10.5M
5
Wells Fargo
5
Wells Fargo
California
$7.45M
Name Market Value Shares Shares
Change 		Shares
Change %
AWM
51
AE Wealth Management
Kansas
$1.86M 140,608 +79,723 +131%
William Blair & Company
52
William Blair & Company
Illinois
$1.83M 138,342 -1,950 -1%
IAIM
53
International Assets Investment Management
Florida
$1.82M 137,357 +40,679 +42%
Rockefeller Capital Management
54
Rockefeller Capital Management
New York
$1.79M 135,516 +21,602 +19%
Two Sigma Investments
55
Two Sigma Investments
New York
$1.74M 131,648 +99,135 +305%
LSV Asset Management
56
LSV Asset Management
Illinois
$1.6M 120,895 -2,500 -2%
N
57
Natixis
France
$1.48M 111,647 +49,730 +80%
PCM
58
Polaris Capital Management
Massachusetts
$1.4M 105,798 – –
DnB Asset Management
59
DnB Asset Management
Norway
$1.39M 105,285 – –
Goldman Sachs
60
Goldman Sachs
New York
$1.38M 104,358 -31,668 -23%
Osaic Holdings
61
Osaic Holdings
Arizona
$1.32M 99,598 +2,906 +3%
JF
62
Jump Financial
Illinois
$1.3M 98,634 +13,473 +16%
Cambridge Investment Research Advisors
63
Cambridge Investment Research Advisors
Iowa
$1.3M 98,149 +8,452 +9%
Ameriprise
64
Ameriprise
Minnesota
$1.26M 95,231 -16,760 -15%
TIM
65
Triad Investment Management
California
$1.2M 90,879 -1,354 -1%
Voloridge Investment Management
66
Voloridge Investment Management
Florida
$1.18M 88,975 +24,899 +39%
DM
67
Delphi Management
Massachusetts
$1.14M 86,245 +86,245 New
AR
68
Advisory Research
Illinois
$1.12M 84,799 -4,459 -5%
CNFG
69
Creegan & Nassoura Financial Group
New Hampshire
$1.11M 83,820 – –
Deutsche Bank
70
Deutsche Bank
Germany
$1.1M 83,224 +2,930 +4%
TFCM
71
Taylor Frigon Capital Management
Arizona
$1.09M 82,221 +356 +0.4%
MWM
72
Meridian Wealth Management
Kentucky
$1.07M 81,010 +81,010 New
JW
73
Jenkins Wealth
Colorado
$1.05M 79,227 +79,227 New
ADIM
74
Alpha DNA Investment Management
Maryland
$1.02M 77,251 +77,251 New
SW
75
SVB Wealth
Massachusetts
$1M 75,885 +9,280 +14%
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