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Hercules Capital
HTGC

Overview Fund Activity

213 hedge funds and large institutions have $510M invested in Hercules Capital in 2021 Q1 according to their latest regulatory filings, with 42 funds opening new positions, 75 increasing their positions, 60 reducing their positions, and 19 closing their positions.

Holders
213
Holders Change
+20
Holders Change %
+10.36%
% of All Funds
3.75%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
42
Increased
75
Reduced
60
Closed
19
Calls
$3.83M
Puts
$4.44M
Net Calls
-$611K
Net Calls Change
-$4.04M

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$6.43M
2
VanEck Associates
2
VanEck Associates
New York
$18.8M
3
Invesco
3
Invesco
Georgia
$12.6M
4
CIBC Private Wealth Group
4
CIBC Private Wealth Group
Georgia
$1.54M
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$2.69M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$16M
2
MHI
2
Miller Howard Investments
New York
$0
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$15.9M
4
MC
4
Muzinich & Co
New York
$12.1M
5
Sumitomo Mitsui Trust Group
5
Sumitomo Mitsui Trust Group
Japan
$12M
Name Holding Trade Value Shares
Change 		Shares
Change %
Tudor Investment Corp
51
Tudor Investment Corp
Connecticut
$2.28M +$284K +17,715 +14%
PCM
52
Polaris Capital Management
Massachusetts
$2.24M -$394K -22,500 -15%
AR
53
Advisory Research
Illinois
$1.97M -$488K -30,436 -20%
Rockefeller Capital Management
54
Rockefeller Capital Management
New York
$1.96M -$922K -57,530 -32%
Janney Montgomery Scott
55
Janney Montgomery Scott
Pennsylvania
$1.96M +$51K +3,180 +3%
SW
56
SVB Wealth
Massachusetts
$1.8M +$322K +20,113 +22%
FF
57
FourThought Financial
Florida
$1.64M +$29.5K +1,839 +2%
TFCM
58
Taylor Frigon Capital Management
Arizona
$1.61M +$22.6K +1,410 +1%
CIBC Private Wealth Group
59
CIBC Private Wealth Group
Georgia
$1.54M +$1.54M +95,800 New
TC
60
Telemus Capital
Michigan
$1.49M – – –
CNFG
61
Creegan & Nassoura Financial Group
New Hampshire
$1.39M -$83.4K -5,200 -6%
DM
62
Delphi Management
Massachusetts
$1.33M +$1.33M +82,833 New
New York State Common Retirement Fund
63
New York State Common Retirement Fund
New York
$1.33M – – –
Cambridge Investment Research Advisors
64
Cambridge Investment Research Advisors
Iowa
$1.24M +$67K +4,179 +6%
Fidelity International
65
Fidelity International
Bermuda
$1.21M +$1.21M +74,539 New
Deutsche Bank
66
Deutsche Bank
Germany
$1.21M -$295K -18,411 -20%
LCWP
67
Legacy Capital Wealth Partners
Arkansas
$1.2M +$7.5K +468 +0.6%
Baird Financial Group
68
Baird Financial Group
Wisconsin
$1.16M +$73.3K +4,569 +7%
Assenagon Asset Management
69
Assenagon Asset Management
Luxembourg
$1.16M +$1.16M +72,261 New
FWP
70
FAS Wealth Partners
Kansas
$1.05M +$575K +35,874 +120%
DnB Asset Management
71
DnB Asset Management
Norway
$1.03M – – –
Truist Financial
72
Truist Financial
North Carolina
$1.02M -$28.1K -1,752 -3%
AAS
73
Avantax Advisory Services
Texas
$1.01M +$12.4K +770 +1%
Goldman Sachs
74
Goldman Sachs
New York
$972K +$679K +42,372 +232%
JCM
75
Jag Capital Management
Missouri
$933K -$17.8K -1,109 -2%
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