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Hercules Capital
HTGC

Overview Fund Activity

199 hedge funds and large institutions have $289M invested in Hercules Capital in 2020 Q1 according to their latest regulatory filings, with 37 funds opening new positions, 71 increasing their positions, 61 reducing their positions, and 26 closing their positions.

Holders
199
Holders Change
+8
Holders Change %
+4.19%
% of All Funds
4.4%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
37
Increased
71
Reduced
61
Closed
26
Calls
$716K
Puts
$1.22M
Net Calls
-$508K
Net Calls Change
-$750K

Top Buyers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$42.1M
2
Sumitomo Mitsui Trust Group
2
Sumitomo Mitsui Trust Group
Japan
$7.25M
3
Deutsche Bank
3
Deutsche Bank
Germany
$5.73M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$2.8M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$10.4M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$769K
2
Assenagon Asset Management
2
Assenagon Asset Management
Luxembourg
$0
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$1.34M
4
CIM
4
Confluence Investment Management
Missouri
$4.03M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$14.7M
Name Market Value Shares Shares
Change 		Shares
Change %
Osaic Holdings
51
Osaic Holdings
Arizona
$1.02M 133,197 +133,197 New
SPC
52
Sigma Planning Corp
Michigan
$914K 119,635 +34,072 +40%
BI
53
Bramshill Investments
Florida
$886K 115,911 -547 -0.5%
Skandinaviska Enskilda Banken (SEB)
54
Skandinaviska Enskilda Banken (SEB)
Sweden
$831K 108,800 – –
Balyasny Asset Management
55
Balyasny Asset Management
Illinois
$830K 108,661 +57,261 +111%
ZCM
56
Ziegler Capital Management
Illinois
$820K 107,305 +107,305 New
UBS Group
57
UBS Group
Switzerland
$769K 100,710 -1,028,013 -91%
HighTower Advisors
58
HighTower Advisors
Illinois
$768K 99,986 -11,167 -10%
Invesco
59
Invesco
Georgia
$719K 94,136 -51,265 -35%
JCM
60
Jag Capital Management
Missouri
$673K 88,143 -25,221 -22%
IAIM
61
International Assets Investment Management
Florida
$673K 88,111 +88,111 New
American Century Companies
62
American Century Companies
Missouri
$659K 86,211 -52,147 -38%
Aberdeen Group
63
Aberdeen Group
United Kingdom
$650K 85,000 +85,000 New
New York State Common Retirement Fund
64
New York State Common Retirement Fund
New York
$632K 82,683 +71 +0.1%
CNFG
65
Creegan & Nassoura Financial Group
New Hampshire
$580K 75,895 +7,200 +10%
TFCM
66
Taylor Frigon Capital Management
Arizona
$520K 68,110 -42,468 -38%
Truist Financial
67
Truist Financial
North Carolina
$516K 67,531 -594 -0.9%
SW
68
SVB Wealth
Massachusetts
$509K 66,572 – –
AWA
69
Arkadios Wealth Advisors
Georgia
$498K 65,206 -4,016 -6%
DnB Asset Management
70
DnB Asset Management
Norway
$492K 64,415 -4,418 -6%
Bank of New York Mellon
71
Bank of New York Mellon
New York
$484K 63,367 -6,049 -9%
LPL Financial
72
LPL Financial
California
$475K 62,134 -99,605 -62%
NGA
73
Naples Global Advisors
Florida
$448K 58,607 -1,810 -3%
GIM
74
Greenwich Investment Management
Connecticut
$446K 58,380 +19,045 +48%
CANY
75
Caxton Associates (New York)
New York
$424K 55,517 -28,634 -34%
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