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Hercules Capital
HTGC

Overview Fund Activity

144 hedge funds and large institutions have $12.5B invested in Hercules Capital in 2014 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 49 increasing their positions, 44 reducing their positions, and 19 closing their positions.

Holders
144
Holders Change
+6
Holders Change %
+4.35%
% of All Funds
3.84%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
26
Increased
49
Reduced
44
Closed
19
Calls
–
Puts
$912K
Net Calls
-$912K
Net Calls Change
+$358K

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$21.3M
2
MC
2
Muzinich & Co
New York
$5.1M
3
Loomis, Sayles & Company
3
Loomis, Sayles & Company
Massachusetts
$12.9M
4
CIP
4
Chartwell Investment Partners
Pennsylvania
$3.11M
5
BF
5
BOK Financial
Oklahoma
$2.44M

Top Sellers

1
LTI
1
Laffer Tengler Investments
Tennessee
$12.2B
2
Robeco Institutional Asset Management
2
Robeco Institutional Asset Management
Netherlands
$7.02M
3
AAM
3
Advisors Asset Management
Colorado
$4.71M
4
Goldman Sachs
4
Goldman Sachs
New York
$1.66M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$720K
Name Market Value Shares Shares
Change 		Shares
Change %
Brown Advisory
51
Brown Advisory
Maryland
$1.57M 105,251 -5,100 -5%
AIG
52
American International Group
New York
$1.43M 96,053 -19,885 -17%
Janney Montgomery Scott
53
Janney Montgomery Scott
Pennsylvania
$1.4M 94,134 -2,361 -2%
SAM
54
Shell Asset Management
Netherlands
$1.38M 92,929 – –
ZDA
55
Zweig-DiMenna Associates
New York
$1.38M 92,976 – –
AR
56
Advisory Research
Illinois
$1.35M 90,760 -32,380 -26%
SMDAM
57
Sumitomo Mitsui DS Asset Management
Japan
$1.29M 86,950 -36,190 -29%
Allianz Asset Management
58
Allianz Asset Management
Germany
$1.29M 86,763 – –
Cambridge Investment Research Advisors
59
Cambridge Investment Research Advisors
Iowa
$1.25M 83,647 +167 +0.2%
LPL Financial
60
LPL Financial
California
$1.2M 80,811 +13,485 +20%
NCMW
61
Northern Capital Management (Wisconsin)
Wisconsin
$1.19M 79,740 +1,000 +1%
OIA
62
Optimum Investment Advisors
Illinois
$1.15M 77,255 – –
Legal & General Group
63
Legal & General Group
United Kingdom
$1.1M 73,792 +11,012 +18%
AIU
64
Algebris Investments (UK)
United Kingdom
$1.03M 69,520 -66,600 -49%
MCM
65
Millie Capital Management
California
$1.03M 69,296 +69,296 New
Two Sigma Investments
66
Two Sigma Investments
New York
$1.01M 67,676 -93,739 -58%
NGA
67
Naples Global Advisors
Florida
$998K 67,041 +5,816 +9%
CNFG
68
Creegan & Nassoura Financial Group
New Hampshire
$997K 66,970 +66,970 New
NSEDCP
69
NJ State Employees Deferred Compensation Plan
New Jersey
$967K 65,000 – –
HB
70
Homrich & Berg
Georgia
$923K 62,015 +1,093 +2%
TRSOTSOK
71
Teachers Retirement System of the State of Kentucky
Kentucky
$904K 60,743 – –
Wellington Management Group
72
Wellington Management Group
Massachusetts
$904K 60,743 – –
Bank of New York Mellon
73
Bank of New York Mellon
New York
$892K 59,917 +13,873 +30%
KIA
74
King Investment Advisors
Texas
$780K 52,370 +6,010 +13%
Bank of America
75
Bank of America
North Carolina
$765K 51,394 +4,298 +9%
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