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Hercules Capital
HTGC

Overview Fund Activity

288 hedge funds and large institutions have $549M invested in Hercules Capital in 2023 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 114 increasing their positions, 62 reducing their positions, and 23 closing their positions.

Holders
288
Holders Change
+24
Holders Change %
+9.09%
% of All Funds
4.22%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
52
Increased
114
Reduced
62
Closed
23
Calls
$17.3M
Puts
$5.69M
Net Calls
+$11.6M
Net Calls Change
+$2.3M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$34.1M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$30.2M
3
VanEck Associates
3
VanEck Associates
New York
$40.3M
4
Goldman Sachs
4
Goldman Sachs
New York
$4.09M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$12.1M

Top Sellers

1
MHI
1
Miller Howard Investments
New York
$4.5M
2
LSV Asset Management
2
LSV Asset Management
Illinois
$0
3
UBS Group
3
UBS Group
Switzerland
$2.86M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$6.59M
5
CF
5
Centaurus Financial
California
$4.08M
Name Market Value Shares Shares
Change 		Shares
Change %
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$4.94M 296,636 +5,367 +2%
AWS
27
Atria Wealth Solutions
New York
$4.74M 284,173 -13,456 -5%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$4.71M 282,596 -27,983 -9%
CAGAS
29
Capital Advisory Group Advisory Services
Minnesota
$4.65M 279,103 +178 +0.1%
MHI
30
Miller Howard Investments
New York
$4.5M 270,000 -130,000 -33%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$4.38M 262,538 +1,278 +0.5%
Goldman Sachs
32
Goldman Sachs
New York
$4.09M 245,444 +203,914 +491%
CF
33
Centaurus Financial
California
$4.08M 244,588 -88,163 -26%
D.E. Shaw & Co
34
D.E. Shaw & Co
New York
$4.02M 240,996 +95,888 +66%
Citadel Advisors
35
Citadel Advisors
Florida
$3.86M 231,459 +161,891 +233%
DADC
36
D.A. Davidson & Co
Montana
$3.7M 221,994 +18,473 +9%
FWP
37
FAS Wealth Partners
Kansas
$3.65M 218,696 -3,450 -2%
PI
38
Putnam Investments
Massachusetts
$3.59M 215,071 +44,043 +26%
AllianceBernstein
39
AllianceBernstein
Tennessee
$3.52M 211,404 – –
Ameriprise
40
Ameriprise
Minnesota
$3.29M 197,332 -11,332 -5%
UBS Group
41
UBS Group
Switzerland
$2.86M 171,399 -105,474 -38%
HWAM
42
Hennion & Walsh Asset Management
New Jersey
$2.85M 171,119 +41,119 +32%
BAAM
43
Baker Avenue Asset Management
California
$2.8M 167,854 +12,168 +8%
JF
44
Jump Financial
Illinois
$2.76M 165,400 +50,388 +44%
LBWM
45
Left Brain Wealth Management
Illinois
$2.75M 164,821 -8,980 -5%
SSA
46
Schonfeld Strategic Advisors
New York
$2.5M 149,800 +116,700 +353%
Osaic Holdings
47
Osaic Holdings
Arizona
$2.48M 149,027 +21,758 +17%
Bank of America
48
Bank of America
North Carolina
$2.47M 148,458 +59,343 +67%
William Blair & Company
49
William Blair & Company
Illinois
$2.34M 140,379 +3,000 +2%
FCM
50
FJ Capital Management
Virginia
$2.34M 140,352 +79,546 +131%
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