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Hercules Capital
HTGC

Overview Fund Activity

261 hedge funds and large institutions have $432M invested in Hercules Capital in 2022 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 97 increasing their positions, 64 reducing their positions, and 19 closing their positions.

Holders
261
Holders Change
+25
Holders Change %
+10.59%
% of All Funds
4.21%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
48
Increased
97
Reduced
64
Closed
19
Calls
$9.31M
Puts
$27.9M
Net Calls
-$18.6M
Net Calls Change
-$14.4M

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$10.1M
2
SIS
2
Sound Income Strategies
Florida
$32.3M
3
Connor, Clark & Lunn Investment Management (CC&L)
3
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$2.93M
4
LBWM
4
Left Brain Wealth Management
Illinois
$2.27M
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$2.06M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$14.9M
2
UBS Group
2
UBS Group
Switzerland
$4M
3
T. Rowe Price Investment Management
3
T. Rowe Price Investment Management
Maryland
$18.3M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$10.5M
5
Wells Fargo
5
Wells Fargo
California
$7.45M
Name Market Value Shares Shares
Change 		Shares
Change %
Sumitomo Mitsui Trust Group
26
Sumitomo Mitsui Trust Group
Japan
$5.03M 380,339 -3,494 -0.9%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$4.85M 366,490 -6,167 -2%
SNB
28
Security National Bank
Nebraska
$4.41M 333,549 +155,422 +87%
UBS Group
29
UBS Group
Switzerland
$4M 302,275 -241,552 -44%
AWS
30
Atria Wealth Solutions
New York
$3.82M 288,702 +16,104 +6%
CSS
31
Cubist Systematic Strategies
Connecticut
$3.79M 287,065 -42,301 -13%
CAGAS
32
Capital Advisory Group Advisory Services
Minnesota
$3.73M 281,789 +317 +0.1%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$3.72M 281,396 +43,423 +18%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$3.62M 274,119 – –
AllianceBernstein
35
AllianceBernstein
Tennessee
$3.61M 273,404 – –
RJA
36
Raymond James & Associates
Florida
$3.15M 238,104 +25,445 +12%
PFO
37
Pathstone Family Office
New Jersey
$3.1M 34,182 +2 +0%
Connor, Clark & Lunn Investment Management (CC&L)
38
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$2.93M 221,679 +208,021 +1,523%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$2.9M 219,689 +5,019 +2%
TA
40
Tectonic Advisors
Texas
$2.64M 199,995 +49,836 +33%
SSA
41
Schonfeld Strategic Advisors
New York
$2.5M 189,100 -57,300 -23%
FWP
42
FAS Wealth Partners
Kansas
$2.42M 182,921 +23,300 +15%
SPC
43
Sigma Planning Corp
Michigan
$2.3M 174,272 +13,552 +8%
MYIA
44
Mount Yale Investment Advisors
Colorado
$2.28M 172,715 +5,427 +3%
LBWM
45
Left Brain Wealth Management
Illinois
$2.27M 171,939 +171,939 New
Bank of America
46
Bank of America
North Carolina
$2.25M 170,474 +89,388 +110%
DADC
47
D.A. Davidson & Co
Montana
$2.21M 166,964 +11,686 +8%
HWAM
48
Hennion & Walsh Asset Management
New Jersey
$2.1M 159,074 -7,062 -4%
D.E. Shaw & Co
49
D.E. Shaw & Co
New York
$2.06M 155,697 +155,697 New
Canada Life
50
Canada Life
Manitoba, Canada
$2.02M 151,828 +3,173 +2%
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