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Hercules Capital
HTGC

Overview Fund Activity

236 hedge funds and large institutions have $363M invested in Hercules Capital in 2022 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 96 increasing their positions, 64 reducing their positions, and 36 closing their positions.

Holders
236
Holders Change
-12
Holders Change %
-4.84%
% of All Funds
4.08%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
29
Increased
96
Reduced
64
Closed
36
Calls
$4.44M
Puts
$8.7M
Net Calls
-$4.26M
Net Calls Change
-$8.23M

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$17.3M
2
GIP
2
Granite Investment Partners
California
$9.6M
3
Northern Trust
3
Northern Trust
Illinois
$5.11M
4
Citadel Advisors
4
Citadel Advisors
Florida
$3.68M
5
CSS
5
Cubist Systematic Strategies
Connecticut
$3.81M

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$0
2
LI
2
Leeward Investments
Massachusetts
$0
3
Two Sigma Investments
3
Two Sigma Investments
New York
$377K
4
UIC
4
Uniplan Investment Counsel
Wisconsin
$0
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$11M
Name Market Value Shares Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$4.32M 372,657 +23,969 +7%
CF
27
Centaurus Financial
California
$4.24M 366,148 +158,981 +77%
CSS
28
Cubist Systematic Strategies
Connecticut
$3.81M 329,366 +280,658 +576%
Citadel Advisors
29
Citadel Advisors
Florida
$3.68M 317,344 +317,344 New
CAGAS
30
Capital Advisory Group Advisory Services
Minnesota
$3.26M 281,472 -11,233 -4%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$3.17M 274,119 -14,598 -5%
AllianceBernstein
32
AllianceBernstein
Tennessee
$3.17M 273,404 -21,511 -7%
AWS
33
Atria Wealth Solutions
New York
$3.16M 272,598 +272,598 New
SSA
34
Schonfeld Strategic Advisors
New York
$2.85M 246,400 -18,700 -7%
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$2.76M 237,973 +33,768 +17%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$2.49M 214,670 +3,184 +2%
RJA
37
Raymond James & Associates
Florida
$2.46M 212,659 +32,043 +18%
SNB
38
Security National Bank
Nebraska
$2.06M 178,127 +15,580 +10%
MYIA
39
Mount Yale Investment Advisors
Colorado
$1.94M 167,288 +4,246 +3%
HWAM
40
Hennion & Walsh Asset Management
New Jersey
$1.92M 166,136 -4,984 -3%
SPC
41
Sigma Planning Corp
Michigan
$1.86M 160,720 +9,739 +6%
FWP
42
FAS Wealth Partners
Kansas
$1.85M 159,621 +3,222 +2%
DADC
43
D.A. Davidson & Co
Montana
$1.8M 155,278 +10,956 +8%
TA
44
Tectonic Advisors
Texas
$1.74M 150,159 +33,397 +29%
Canada Life
45
Canada Life
Manitoba, Canada
$1.72M 148,655 +18,374 +14%
William Blair & Company
46
William Blair & Company
Illinois
$1.63M 140,292 +950 +0.7%
Goldman Sachs
47
Goldman Sachs
New York
$1.58M 136,026 -147,657 -52%
LSV Asset Management
48
LSV Asset Management
Illinois
$1.43M 123,395 -1,500 -1%
Rockefeller Capital Management
49
Rockefeller Capital Management
New York
$1.32M 113,914 +1 +0%
Ameriprise
50
Ameriprise
Minnesota
$1.3M 111,991 -9,955 -8%
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