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Hercules Capital
HTGC

Overview Fund Activity

218 hedge funds and large institutions have $511M invested in Hercules Capital in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 83 increasing their positions, 60 reducing their positions, and 21 closing their positions.

Holders
218
Holders Change
+4
Holders Change %
+1.87%
% of All Funds
3.83%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
27
Increased
83
Reduced
60
Closed
21
Calls
$9.7M
Puts
$11.3M
Net Calls
-$1.64M
Net Calls Change
+$892K

Top Buyers

1
Two Sigma Investments
1
Two Sigma Investments
New York
$8.47M
2
Invesco
2
Invesco
Georgia
$18M
3
BlackRock
3
BlackRock
New York
$15.5M
4
UIC
4
Uniplan Investment Counsel
Wisconsin
$2.6M
5
LCWP
5
Legacy Capital Wealth Partners
Arkansas
$2.38M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$0
2
SAMH
2
Shanda Asset Management Holdings
British Virgin Islands
$5.54M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$1.23M
4
Skandinaviska Enskilda Banken (SEB)
4
Skandinaviska Enskilda Banken (SEB)
Sweden
$0
5
MC
5
Muzinich & Co
New York
$8.53M
Name Market Value Shares Shares
Change 		Shares
Change %
SAMH
26
Shanda Asset Management Holdings
British Virgin Islands
$5.54M 333,350 -666,650 -67%
N
27
Natixis
France
$5.29M 318,719 +12,808 +4%
LPL Financial
28
LPL Financial
California
$4.87M 292,867 +26,607 +10%
LSV Asset Management
29
LSV Asset Management
Illinois
$4.71M 283,310 -30,460 -10%
Aberdeen Group
30
Aberdeen Group
United Kingdom
$4.66M 278,628 +46,328 +20%
AllianceBernstein
31
AllianceBernstein
Tennessee
$4.46M 268,404 – –
CAGAS
32
Capital Advisory Group Advisory Services
Minnesota
$4.42M 266,150 -527 -0.2%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$4.42M 266,138 +601 +0.2%
PPA
34
Parametric Portfolio Associates
Washington
$3.83M 230,283 -3,183 -1%
HWAM
35
Hennion & Walsh Asset Management
New Jersey
$3.49M 209,804 +8,178 +4%
RJA
36
Raymond James & Associates
Florida
$3.39M 204,343 +45,655 +29%
ADBIC
37
A.D. Beadell Investment Counsel
Wisconsin
$3.18M 191,450 -200 -0.1%
Voloridge Investment Management
38
Voloridge Investment Management
Florida
$3.15M 189,341 +3,856 +2%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$2.96M 178,164 +15,797 +10%
Neuberger Berman Group
40
Neuberger Berman Group
New York
$2.9M 174,292 +2,980 +2%
Tudor Investment Corp
41
Tudor Investment Corp
Connecticut
$2.78M 167,200 +83,523 +100%
SPC
42
Sigma Planning Corp
Michigan
$2.67M 160,719 -5,669 -3%
UIC
43
Uniplan Investment Counsel
Wisconsin
$2.6M 156,649 +156,649 New
SNB
44
Security National Bank
Nebraska
$2.57M 154,767 +3,257 +2%
FWP
45
FAS Wealth Partners
Kansas
$2.45M 147,343 +20,169 +16%
William Blair & Company
46
William Blair & Company
Illinois
$2.43M 146,402 +2,460 +2%
LCWP
47
Legacy Capital Wealth Partners
Arkansas
$2.38M 68,283 +68,283 New
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
$2.27M 136,926 -100 -0.1%
SG Americas Securities
49
SG Americas Securities
New York
$2.27M 136,600 +117,800 +627%
MYIA
50
Mount Yale Investment Advisors
Colorado
$2.21M 132,901 +132,901 New
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