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Hercules Capital
HTGC

Overview Fund Activity

214 hedge funds and large institutions have $537M invested in Hercules Capital in 2021 Q2 according to their latest regulatory filings, with 32 funds opening new positions, 71 increasing their positions, 66 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
214
Holders Change
+1
Holders Change %
+0.47%
% of All Funds
3.74%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
32
Increased
71
Reduced
66
Closed
31
Calls
$9.55M
Puts
$12.1M
Net Calls
-$2.53M
Net Calls Change
-$1.92M

Top Buyers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$11.3M
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$12.8M
3
1832 Asset Management
3
1832 Asset Management
Ontario, Canada
$7.21M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$4.52M
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$3.66M

Top Sellers

1
GIP
1
Granite Investment Partners
California
$0
2
Northern Trust
2
Northern Trust
Illinois
$1.48M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$12.1M
4
Aberdeen Group
4
Aberdeen Group
United Kingdom
$3.96M
5
California Public Employees Retirement System
5
California Public Employees Retirement System
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
26
Advisors Asset Management
Colorado
$5.53M +$507K +29,712 +10%
LSV Asset Management
27
LSV Asset Management
Illinois
$5.35M – – –
N
28
Natixis
France
$5.22M +$7.9K +463 +0.2%
AllianceBernstein
29
AllianceBernstein
Tennessee
$4.58M -$756K -44,331 -14%
CAGAS
30
Capital Advisory Group Advisory Services
Minnesota
$4.55M -$59.8K -3,503 -1%
LPL Financial
31
LPL Financial
California
$4.54M +$1.35M +78,864 +42%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$4.53M +$12.7K +746 +0.3%
Two Sigma Investments
33
Two Sigma Investments
New York
$4.52M +$4.52M +264,812 New
PPA
34
Parametric Portfolio Associates
Washington
$3.98M +$333K +19,499 +9%
Aberdeen Group
35
Aberdeen Group
United Kingdom
$3.96M -$4.05M -237,297 -51%
D.E. Shaw & Co
36
D.E. Shaw & Co
New York
$3.66M +$3.66M +214,753 New
HWAM
37
Hennion & Walsh Asset Management
New Jersey
$3.44M +$315K +18,437 +10%
ADBIC
38
A.D. Beadell Investment Counsel
Wisconsin
$3.27M -$50.4K -2,953 -2%
Voloridge Investment Management
39
Voloridge Investment Management
Florida
$3.16M +$118K +6,923 +4%
Neuberger Berman Group
40
Neuberger Berman Group
New York
$2.92M -$675K -39,537 -19%
SPC
41
Sigma Planning Corp
Michigan
$2.84M +$130K +7,631 +5%
BI
42
Bramshill Investments
Florida
$2.79M +$285K +16,704 +11%
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
$2.77M +$47.8K +2,805 +2%
RJA
44
Raymond James & Associates
Florida
$2.71M -$75.7K -4,437 -3%
GC
45
Guggenheim Capital
Illinois
$2.6M -$1.38M -80,926 -35%
SNB
46
Security National Bank
Nebraska
$2.59M -$27.2K -1,592 -1%
William Blair & Company
47
William Blair & Company
Illinois
$2.46M +$2.46M +143,942 New
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
$2.34M -$2.37M -138,872 -50%
Janney Montgomery Scott
49
Janney Montgomery Scott
Pennsylvania
$2.18M +$94.8K +5,559 +5%
FWP
50
FAS Wealth Partners
Kansas
$2.17M +$1.05M +61,413 +93%
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