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Hercules Capital
HTGC

214 hedge funds and large institutions have $537M invested in Hercules Capital in 2021 Q2 according to their latest regulatory filings, with 32 funds opening new positions, 71 increasing their positions, 66 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $510M → $537M (+$27.4M)

8% more repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 66

3% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 31

0% more funds holding

Funds holding: 213 → 214 (+1)

0.35% less ownership

Funds ownership: 27.56% → 27.21% (-0.35%)

21% less call options, than puts

Call options by funds: $9.55M | Put options by funds: $12.1M

40% less funds holding in top 10

Funds holding in top 10: 5 → 3 (-2)

Holders
214
Holders Change
+1
Holders Change %
+0.47%
% of All Funds
3.72%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
32
Increased
71
Reduced
66
Closed
31
Calls
$9.55M
Puts
$12.1M
Net Calls
-$2.53M
Net Calls Change
-$1.92M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$10.6M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$10.3M
3
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$6.91M
4
Two Sigma Investments
Two Sigma Investments
New York
+$4.53M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$3.67M

Top Sellers

1
GIP
Granite Investment Partners
California
-$19M
2
Northern Trust
Northern Trust
Illinois
-$6.09M
3
JP Morgan Chase
JP Morgan Chase
New York
-$4.83M
4
Aberdeen Group
Aberdeen Group
United Kingdom
-$4.06M
5
California Public Employees Retirement System
California Public Employees Retirement System
California
-$3.71M
Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
26
Advisors Asset Management
Colorado
$5.53M +$508K +29,712 +10%
LSV Asset Management
27
LSV Asset Management
Illinois
$5.35M – – –
N
28
Natixis
France
$5.22M +$7.92K +463 +0.2%
AllianceBernstein
29
AllianceBernstein
Tennessee
$4.58M -$758K -44,331 -14%
CAGAS
30
Capital Advisory Group Advisory Services
Minnesota
$4.55M -$59.9K -3,503 -1%
LPL Financial
31
LPL Financial
California
$4.54M +$1.35M +78,864 +42%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$4.53M +$12.8K +746 +0.3%
Two Sigma Investments
33
Two Sigma Investments
New York
$4.52M +$4.53M +264,812 New
PPA
34
Parametric Portfolio Associates
Washington
$3.98M +$334K +19,499 +9%
Aberdeen Group
35
Aberdeen Group
United Kingdom
$3.96M -$4.06M -237,297 -51%
D.E. Shaw & Co
36
D.E. Shaw & Co
New York
$3.66M +$3.67M +214,753 New
HWAM
37
Hennion & Walsh Asset Management
New Jersey
$3.44M +$315K +18,437 +10%
ADBIC
38
A.D. Beadell Investment Counsel
Wisconsin
$3.27M -$50.5K -2,953 -2%
Voloridge Investment Management
39
Voloridge Investment Management
Florida
$3.16M +$118K +6,923 +4%
Neuberger Berman Group
40
Neuberger Berman Group
New York
$2.92M -$676K -39,537 -19%
SPC
41
Sigma Planning Corp
Michigan
$2.84M +$131K +7,631 +5%
BI
42
Bramshill Investments
Florida
$2.79M +$286K +16,704 +11%
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
$2.77M +$48K +2,805 +2%
RJA
44
Raymond James & Associates
Florida
$2.71M -$75.9K -4,437 -3%
GC
45
Guggenheim Capital
Illinois
$2.6M -$1.38M -80,926 -35%
SNB
46
Security National Bank
Nebraska
$2.58M -$27.2K -1,592 -1%
William Blair & Company
47
William Blair & Company
Illinois
$2.46M +$2.46M +143,942 New
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
$2.34M -$2.38M -138,872 -50%
Janney Montgomery Scott
49
Janney Montgomery Scott
Pennsylvania
$2.18M +$95.1K +5,559 +5%
FWP
50
FAS Wealth Partners
Kansas
$2.17M +$1.05M +61,413 +93%
1
2
3 4 5

HTGC Hedge Fund Activity: Q2 2021 in Review

214 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q2 2021, worth a combined $537M — up 5.4% from $510M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new HTGC positions and 31 closed out — a net gain of 1 holder — while 71 added to existing stakes and 66 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $10.6M. The largest seller was Granite Investment Partners, exiting entirely with an estimated $19M sold.

  • 214 institutional investors held Hercules Capital (HTGC) as of Q2 2021, up from 213 in Q1 2021.
  • Funds reported $537M of Hercules Capital stock for Q2 2021, up 5.4% quarter-over-quarter.
  • 32 funds opened new Hercules Capital positions in Q2 2021 and 31 closed out, a net change of +1 holder.
  • The largest Hercules Capital buyer in Q2 2021 was Two Sigma Advisers, an estimated $10.6M added.
  • The largest Hercules Capital seller in Q2 2021 was Granite Investment Partners, an estimated $19M sold.

Based on aggregated 13F filings for Q2 2021.