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Hercules Capital
HTGC

Overview Fund Activity

213 hedge funds and large institutions have $510M invested in Hercules Capital in 2021 Q1 according to their latest regulatory filings, with 42 funds opening new positions, 75 increasing their positions, 60 reducing their positions, and 19 closing their positions.

Holders
213
Holders Change
+20
Holders Change %
+10.36%
% of All Funds
3.75%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
42
Increased
75
Reduced
60
Closed
19
Calls
$3.83M
Puts
$4.44M
Net Calls
-$611K
Net Calls Change
-$4.04M

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$6.43M
2
VanEck Associates
2
VanEck Associates
New York
$18.8M
3
Invesco
3
Invesco
Georgia
$12.6M
4
CIBC Private Wealth Group
4
CIBC Private Wealth Group
Georgia
$1.54M
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$2.69M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$16M
2
MHI
2
Miller Howard Investments
New York
$0
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$15.9M
4
MC
4
Muzinich & Co
New York
$12.1M
5
Sumitomo Mitsui Trust Group
5
Sumitomo Mitsui Trust Group
Japan
$12M
Name Market Value Shares Shares
Change 		Shares
Change %
LSV Asset Management
26
LSV Asset Management
Illinois
$5.03M 313,770 -2,700 -0.9%
AllianceBernstein
27
AllianceBernstein
Tennessee
$5.01M 312,735 +44,331 +17%
N
28
Natixis
France
$4.9M 305,448 +53,727 +21%
AAM
29
Advisors Asset Management
Colorado
$4.72M 294,694 +14,270 +5%
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$4.42M 275,898 +1,975 +0.7%
CAGAS
31
Capital Advisory Group Advisory Services
Minnesota
$4.33M 270,180 +52,987 +24%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$4.25M 264,791 -15 -0%
GC
33
Guggenheim Capital
Illinois
$3.74M 233,270 -63,683 -21%
California Public Employees Retirement System
34
California Public Employees Retirement System
California
$3.71M 231,600 -25,100 -10%
PPA
35
Parametric Portfolio Associates
Washington
$3.43M 213,967 +98 +0%
Neuberger Berman Group
36
Neuberger Berman Group
New York
$3.38M 210,849 -9,991 -5%
ADBIC
37
A.D. Beadell Investment Counsel
Wisconsin
$3.12M 194,603 -6,000 -3%
LPL Financial
38
LPL Financial
California
$3M 187,396 +22,736 +14%
HWAM
39
Hennion & Walsh Asset Management
New Jersey
$2.94M 183,189 +183,189 New
Voloridge Investment Management
40
Voloridge Investment Management
Florida
$2.86M 178,562 +10,336 +6%
HighTower Advisors
41
HighTower Advisors
Illinois
$2.73M 170,486 -3,578 -2%
Bank of New York Mellon
42
Bank of New York Mellon
New York
$2.69M 167,796 +93,729 +127%
RJA
43
Raymond James & Associates
Florida
$2.62M 163,125 -100,656 -38%
IAIM
44
International Assets Investment Management
Florida
$2.6M 170,877 +84,866 +99%
Commonwealth Equity Services
45
Commonwealth Equity Services
Massachusetts
$2.56M 159,562 -12,985 -8%
SPC
46
Sigma Planning Corp
Michigan
$2.55M 158,757 -11,414 -7%
Osaic Holdings
47
Osaic Holdings
Arizona
$2.53M 157,870 +23 +0%
SNB
48
Security National Bank
Nebraska
$2.45M 153,102 +2,248 +1%
Arrowstreet Capital
49
Arrowstreet Capital
Massachusetts
$2.44M 152,186 +12,302 +9%
BI
50
Bramshill Investments
Florida
$2.35M 146,676 +20,334 +16%
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