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Hercules Capital
HTGC

Overview Fund Activity

169 hedge funds and large institutions have $392M invested in Hercules Capital in 2019 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 59 increasing their positions, 51 reducing their positions, and 31 closing their positions.

Holders
169
Holders Change
-2
Holders Change %
-1.17%
% of All Funds
3.66%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
32
Increased
59
Reduced
51
Closed
31
Calls
$494K
Puts
$3.68M
Net Calls
-$3.19M
Net Calls Change
-$2.61M

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$27.4M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$25.3M
3
Goldman Sachs
3
Goldman Sachs
New York
$6.26M
4
SAMH
4
Shanda Asset Management Holdings
British Virgin Islands
$30.4M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$3.84M

Top Sellers

1
AM
1
Ares Management
California
$7.33M
2
UBS Group
2
UBS Group
Switzerland
$16.6M
3
NC
3
Northpointe Capital
Michigan
$0
4
Loomis, Sayles & Company
4
Loomis, Sayles & Company
Massachusetts
$0
5
CFG
5
CNO Financial Group
Indiana
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PPA
26
Parametric Portfolio Associates
Washington
$3.93M 310,594 +15,771 +5%
MHI
27
Miller Howard Investments
New York
$3.91M 308,552 – –
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$3.84M 303,671 +256,401 +542%
Credit Agricole
29
Credit Agricole
France
$3.29M 260,124 -39,876 -13%
AllianceBernstein
30
AllianceBernstein
Tennessee
$3.16M 249,620 -127,160 -34%
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
$3.11M 245,326 +98,073 +67%
Northern Trust
32
Northern Trust
Illinois
$2.96M 233,767 +26,597 +13%
AAM
33
Advisors Asset Management
Colorado
$2.82M 222,979 -29,452 -12%
AR
34
Advisory Research
Illinois
$2.77M 218,717 -24,035 -10%
PCM
35
Polaris Capital Management
Massachusetts
$2.64M 208,367 – –
SMDAM
36
Sumitomo Mitsui DS Asset Management
Japan
$2.51M 198,490 -25,589 -11%
Deutsche Bank
37
Deutsche Bank
Germany
$2.42M 191,314 +7,920 +4%
Invesco
38
Invesco
Georgia
$2.32M 183,209 -43,298 -19%
ADBIC
39
A.D. Beadell Investment Counsel
Wisconsin
$2.2M 173,390 +86,725 +100%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$2.01M 158,723 +10,082 +7%
California Public Employees Retirement System
41
California Public Employees Retirement System
California
$1.98M 156,700 +26,800 +21%
RJA
42
Raymond James & Associates
Florida
$1.97M 155,690 +61,694 +66%
CIBC Private Wealth Group
43
CIBC Private Wealth Group
Georgia
$1.97M 155,319 -45,742 -23%
Janney Montgomery Scott
44
Janney Montgomery Scott
Pennsylvania
$1.96M 154,707 +18,882 +14%
Manulife (Manufacturers Life Insurance)
45
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.93M 152,104 +152,104 New
DM
46
Delphi Management
Massachusetts
$1.72M 135,970 -32,887 -19%
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
$1.68M 132,474 +3,892 +3%
AG
48
AlphaSimPlex Group
Massachusetts
$1.64M 129,445 +129,445 New
GIM
49
Greenwich Investment Management
Connecticut
$1.6M 126,255 +102,535 +432%
LPL Financial
50
LPL Financial
California
$1.52M 120,402 +847 +0.7%
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