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Hercules Capital
HTGC

Overview Fund Activity

165 hedge funds and large institutions have $469M invested in Hercules Capital in 2017 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 63 increasing their positions, 48 reducing their positions, and 20 closing their positions.

Holders
165
Holders Change
+7
Holders Change %
+4.43%
% of All Funds
4.12%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
28
Increased
63
Reduced
48
Closed
20
Calls
$1.14M
Puts
$1.35M
Net Calls
-$217K
Net Calls Change
-$1.73M

Top Buyers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$39.2M
2
AM
2
Ares Management
California
$10.1M
3
MC
3
Muzinich & Co
New York
$52.4M
4
AAM
4
Advisors Asset Management
Colorado
$3.83M
5
Stifel Financial
5
Stifel Financial
Missouri
$6.5M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$804K
2
NC
2
Northpointe Capital
Michigan
$8.83M
3
CCP
3
Clough Capital Partners
Massachusetts
$0
4
Loomis, Sayles & Company
4
Loomis, Sayles & Company
Massachusetts
$6.22M
5
PI
5
Putnam Investments
Massachusetts
$1.99M
Name Market Value Shares Shares
Change 		Shares
Change %
Invesco
26
Invesco
Georgia
$4.31M 325,155 +47,566 +17%
MHI
27
Miller Howard Investments
New York
$4.09M 308,552 – –
AAM
28
Advisors Asset Management
Colorado
$3.83M 289,421 +289,421 New
Two Sigma Advisers
29
Two Sigma Advisers
New York
$3.55M 268,405 -18,300 -6%
BCA
30
Benchmark Capital Advisors
New York
$3.33M 251,217 -1,150 -0.5%
MCM
31
McKinley Capital Management
Alaska
$3.22M 243,419 -2,511 -1%
CIP
32
Chartwell Investment Partners
Pennsylvania
$3.21M 242,390 -18,630 -7%
Deutsche Bank
33
Deutsche Bank
Germany
$3.02M 228,447 +19,291 +9%
Legal & General Group
34
Legal & General Group
United Kingdom
$2.87M 216,526 +33,760 +18%
WWM
35
Willingdon Wealth Management
North Carolina
$2.83M 213,505 +1,674 +0.8%
BI
36
Bramshill Investments
Florida
$2.7M 203,946 +203,946 New
TAM
37
Trillium Asset Management
Massachusetts
$2.6M 196,681 -9,757 -5%
PPA
38
Parametric Portfolio Associates
Washington
$2.49M 188,064 +8,823 +5%
PI
39
Putnam Investments
Massachusetts
$1.99M 150,435 -172,859 -53%
PCM
40
Polaris Capital Management
Massachusetts
$1.77M 133,995 +3,049 +2%
Goldman Sachs
41
Goldman Sachs
New York
$1.74M 131,368 +42,577 +48%
GA
42
Geneva Advisors
Illinois
$1.72M 129,592 +18,360 +17%
Janney Montgomery Scott
43
Janney Montgomery Scott
Pennsylvania
$1.63M 122,714 -40,171 -25%
Millennium Management
44
Millennium Management
New York
$1.51M 113,716 +113,716 New
JIR
45
James Investment Research
Ohio
$1.48M 112,025 +112,025 New
WA
46
WESPAC Advisors
California
$1.42M 107,258 +49,194 +85%
EAM
47
Eventide Asset Management
Massachusetts
$1.32M 100,000 – –
NFA
48
Nuveen Fund Advisors
Illinois
$1.28M 96,727 -1,492 -2%
Two Sigma Investments
49
Two Sigma Investments
New York
$1.24M 93,590 +17,616 +23%
LTFS
50
Ladenburg Thalmann Financial Services
Florida
$1.23M 93,334 +49,679 +114%
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