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Gladstone Investment Corp

60 hedge funds and large institutions have $48.3M invested in Gladstone Investment Corp in 2019 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 21 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.33% more ownership

Funds ownership: 12.76%13.09% (+0.33%)

1% less capital invested

Capital invested by funds: $48.7M → $48.3M (-$493K)

10% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 21

14% less funds holding

Funds holding: 7060 (-10)

63% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 16

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
60
Holders Change
-10
Holders Change %
-14.29%
% of All Funds
1.3%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
6
Increased
19
Reduced
21
Closed
16
Calls
$1.41M
Puts
Net Calls
+$1.41M
Net Calls Change
+$221K
Name Holding Trade Value Shares
Change
Change in
Stake
WEC
51
Winslow Evans & Crocker
Massachusetts
$30K +$12.2K +1,024 +65%
Deutsche Bank
52
Deutsche Bank
Germany
$22K +$23.7K +2,000 New
FGAM
53
Financial Gravity Asset Management
Texas
$13K +$226 +19 +2%
WAM
54
Wolverine Asset Management
Illinois
$10K -$83.7K -7,052 -89%
PFGIA
55
Patriot Financial Group Insurance Agency
Massachusetts
$6K
FDCDDQ
56
Federation des caisses Desjardins du Quebec
Quebec, Canada
$5.62K
CFGS
57
Concourse Financial Group Securities
Alabama
$1K
IFAM
58
Institutional & Family Asset Management
Colorado
$1K +$12 +1 +2%
TAIM
59
TD Ameritrade Investment Management
Nebraska
$1K +$594 +50 New
Marshall Wace
60
Marshall Wace
United Kingdom
-$802K -69,130 Closed
SIS
61
Sound Income Strategies
Florida
-$627K -54,076 Closed
AM
62
Ares Management
California
-$538K -46,381 Closed
SMDAM
63
Sumitomo Mitsui DS Asset Management
Japan
-$492K -42,425 Closed
DTL
64
Dynamic Technology Lab
Singapore
-$339K -29,254 Closed
SI
65
Sprott Inc
Ontario, Canada
-$197 -17,000 Closed
GC
66
Guggenheim Capital
Illinois
-$193K -16,673 Closed
Goldman Sachs
67
Goldman Sachs
New York
-$169K -14,604 Closed
NSIM
68
North Star Investment Management
Illinois
-$58K -5,000 Closed
FHB
69
First Hawaiian Bank
Hawaii
-$24K -2,050 Closed
Barclays
70
Barclays
United Kingdom
-$17K -1,453 Closed
Nordea Investment Management
71
Nordea Investment Management
Sweden
-$14K -1,191 Closed
WWM
72
Willingdon Wealth Management
North Carolina
-$10K -900 Closed
PCM
73
Prelude Capital Management
New York
-$9K -814 Closed
Simplex Trading
74
Simplex Trading
Illinois
-$2.36K -199 Closed

GAIN Hedge Fund Activity: Q2 2019 in Review

60 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2019, worth a combined $48.3M — down 1% from $48.7M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of GAIN and 6 opened new positions — a net loss of 10 holders — while 21 trimmed existing stakes and 19 added.

The largest buyer was Virtus ETF Advisers, opening a new position worth an estimated $2.78M. The largest seller was Millennium Management, cutting an estimated $855K.

  • 60 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2019, down from 70 in Q1 2019.
  • Funds reported $48.3M of Gladstone Investment Corp stock for Q2 2019, down 1% quarter-over-quarter.
  • 6 funds opened new Gladstone Investment Corp positions in Q2 2019 and 16 closed out, a net change of -10 holders.
  • The largest Gladstone Investment Corp buyer in Q2 2019 was Virtus ETF Advisers, an estimated $2.78M added.
  • The largest Gladstone Investment Corp seller in Q2 2019 was Millennium Management, an estimated $855K sold.

Based on aggregated 13F filings for Q2 2019.