GAIN icon

Gladstone Investment Corp
GAIN

Overview Fund Activity

72 hedge funds and large institutions have $105M invested in Gladstone Investment Corp in 2018 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 20 increasing their positions, 28 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
72
Holders Change
+6
Holders Change %
+9.09%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
20
Reduced
28
Closed
9
Calls
$844K
Puts
–
Net Calls
+$844K
Net Calls Change
+$249K

Top Buyers

1
Millennium Management
Millennium Management
New York
+$1.95M
2
UBS Group
UBS Group
Switzerland
+$1.88M
3
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$1.72M
4
AR
Advisory Research
Illinois
+$574K
5
SMDAM
Sumitomo Mitsui DS Asset Management
Japan
+$530K

Top Sellers

1
CWM
Cornerstone Wealth Management
Missouri
-$15.6M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$1.79M
3
LSV Asset Management
LSV Asset Management
Illinois
-$904K
4
Two Sigma Investments
Two Sigma Investments
New York
-$657K
5
GCP
GSA Capital Partners
United Kingdom
-$638K
Name Holding Trade Value Shares
Change 		Shares
Change %
NSIM
51
North Star Investment Management
Illinois
$57K – – –
Macquarie Group
52
Macquarie Group
Australia
$46K -$463K -40,300 -91%
Bank of America
53
Bank of America
North Carolina
$40K +$1.84K +162 +5%
DWM
54
Destination Wealth Management
California
$40K +$40K +3,500 New
WAP
55
Wealthcare Advisory Partners
Pennsylvania
$39K +$11.5K +1,000 +42%
IA
56
IFP Advisors
Florida
$28K +$286 +25 +1%
ASN
57
Advisory Services Network
Georgia
$23K +$328 +29 +1%
FHB
58
First Hawaiian Bank
Hawaii
$23K +$23K +2,050 New
RQS
59
Ramsey Quantitative Systems
Kentucky
$13K -$6.37K -573 -33%
WEC
60
Winslow Evans & Crocker
Massachusetts
$12K – – –
PCM
61
Prelude Capital Management
New York
$8K +$8K +672 New
PFGIA
62
Patriot Financial Group Insurance Agency
Massachusetts
$6K – – –
FDCDDQ
63
Federation des caisses Desjardins du Quebec
Quebec, Canada
$5.72K – – –
SWM
64
Selective Wealth Management
Virginia
$4K +$4K +350 New
Deutsche Bank
65
Deutsche Bank
Germany
$1K -$17K -1,700 -94%
CFGS
66
Concourse Financial Group Securities
Alabama
$1K +$1K +100 New
MIM
67
Macroview Investment Management
Maryland
$1K +$1K +100 New
WCM
68
Wedge Capital Management
North Carolina
– -$606K -51,500 Closed
OAM
69
Oxford Asset Management
United Kingdom
– -$596K -50,283 Closed
RCA
70
Rowland Carmichael Advisors
Arizona
– -$529K -44,906 Closed
AA
71
ALPS Advisors
Colorado
– -$521K -44,279 Closed
SAS
72
Stelac Advisory Services
New York
– -$134K -11,358 Closed
Manulife (Manufacturers Life Insurance)
73
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$42K -3,544 Closed
WT
74
Washington Trust
Rhode Island
– -$32K -2,700 Closed
TSW
75
Thompson Siegel & Walmsley
Virginia
– -$19K -1,650 Closed
1 2
3
4