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Gladstone Investment Corp

72 hedge funds and large institutions have $105M invested in Gladstone Investment Corp in 2018 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 20 increasing their positions, 28 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 9

9% more funds holding

Funds holding: 6672 (+6)

0.48% less ownership

Funds ownership: 16.52%16.04% (-0.48%)

4% less capital invested

Capital invested by funds: $109M → $105M (-$4.04M)

29% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 28

Holders
72
Holders Change
+6
Holders Change %
+9.09%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
20
Reduced
28
Closed
9
Calls
$844K
Puts
Net Calls
+$844K
Net Calls Change
+$249K
Name Holding Trade Value Shares
Change
Change in
Stake
NSIM
51
North Star Investment Management
Illinois
$57K
Macquarie Group
52
Macquarie Group
Australia
$46K -$476K -40,300 -91%
Bank of America
53
Bank of America
North Carolina
$40K +$1.91K +162 +5%
DWM
54
Destination Wealth Management
California
$40K +$41.3K +3,500 New
WAP
55
Wealthcare Advisory Partners
Pennsylvania
$39K +$11.8K +1,000 +42%
IA
56
IFP Advisors
Florida
$28K +$295 +25 +1%
ASN
57
Advisory Services Network
Georgia
$23K +$342 +29 +1%
FHB
58
First Hawaiian Bank
Hawaii
$23K +$24.2K +2,050 New
RQS
59
Ramsey Quantitative Systems
Kentucky
$13K -$6.76K -573 -33%
WEC
60
Winslow Evans & Crocker
Massachusetts
$12K
PCM
61
Prelude Capital Management
New York
$8K +$7.93K +672 New
PFGIA
62
Patriot Financial Group Insurance Agency
Massachusetts
$6K
FDCDDQ
63
Federation des caisses Desjardins du Quebec
Quebec, Canada
$5.71K
SWM
64
Selective Wealth Management
Virginia
$4K +$4.13K +350 New
Deutsche Bank
65
Deutsche Bank
Germany
$1K -$20.1K -1,700 -94%
CFGS
66
Concourse Financial Group Securities
Alabama
$1K +$1.18K +100 New
MIM
67
Macroview Investment Management
Maryland
$1K +$1.18K +100 New
WCM
68
Wedge Capital Management
North Carolina
-$606K -51,500 Closed
OAM
69
Oxford Asset Management
United Kingdom
-$596K -50,283 Closed
RCA
70
Rowland Carmichael Advisors
Arizona
-$529K -44,906 Closed
AA
71
ALPS Advisors
Colorado
-$521K -44,279 Closed
SAS
72
Stelac Advisory Services
New York
-$134K -11,358 Closed
Manulife (Manufacturers Life Insurance)
73
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$42K -3,544 Closed
WT
74
Washington Trust
Rhode Island
-$32K -2,700 Closed
TSW
75
Thompson Siegel & Walmsley
Virginia
-$19K -1,650 Closed

GAIN Hedge Fund Activity: Q3 2018 in Review

72 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2018, worth a combined $105M — down 3.7% from $109M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new GAIN positions and 9 closed out — a net gain of 6 holders — while 20 added to existing stakes and 28 trimmed.

The largest buyer was Millennium Management, opening a new position worth an estimated $2.01M. The largest seller was Bank of Montreal, cutting an estimated $1.85M.

  • 72 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2018, up from 66 in Q2 2018.
  • Funds reported $105M of Gladstone Investment Corp stock for Q3 2018, down 3.7% quarter-over-quarter.
  • 15 funds opened new Gladstone Investment Corp positions in Q3 2018 and 9 closed out, a net change of +6 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2018 was Millennium Management, an estimated $2.01M added.
  • The largest Gladstone Investment Corp seller in Q3 2018 was Bank of Montreal, an estimated $1.85M sold.

Based on aggregated 13F filings for Q3 2018.