Thompson Siegel & Walmsley’s Gladstone Investment Corp GAIN Stock Holding History

Thompson Siegel & Walmsley’s Portfolio GAIN Stock Details GAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-1,650	Closed	-$19K	–	775
2018 Q2	$19K	Hold	1,650	–	–	﹤0.01%	637
2018 Q1	$17K	Hold	1,650	–	–	﹤0.01%	636
2017 Q4	$18K	Hold	1,650	–	–	﹤0.01%	660
2017 Q3	$16K	Buy	+1,650	New	+$15.5K	﹤0.01%	666

Other funds holding GAIN

Cornerstone Wealth Management St. Peters, Missouri $2B AUM 19.19% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LSV Asset Management

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

VanEck Associates

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Davenport & Co Richmond, Virginia $19.6B AUM 18.11% 1-Year Est. Return

Bank of Montreal

Bank of Montreal Toronto, Ontario, Canada $245B AUM 31.4% 1-Year Est. Return

Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return

Janney Montgomery Scott

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return