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Gladstone Investment Corp
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Overview Fund Activity

70 hedge funds and large institutions have $53.3M invested in Gladstone Investment Corp in 2018 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+5
Holders Change %
+7.69%
% of All Funds
1.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
22
Reduced
24
Closed
9
Calls
$33K
Puts
$254K
Net Calls
-$221K
Net Calls Change
-$3.67M

Top Buyers

1
Millennium Management
Millennium Management
New York
+$1.52M
2
LPL Financial
LPL Financial
California
+$728K
3
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$702K
4
Macquarie Group
Macquarie Group
Australia
+$560K
5
AA
ALPS Advisors
Colorado
+$468K

Top Sellers

1
OA
Outfitter Advisors
Virginia
-$2.79M
2
AIM
Advantage Investment Management
Iowa
-$1.54M
3
UBS Group
UBS Group
Switzerland
-$1.16M
4
Two Sigma Investments
Two Sigma Investments
New York
-$995K
5
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$678K
Name Holding Trade Value Shares
Change 		Shares
Change %
Canada Life
51
Canada Life
Manitoba, Canada
$87K +$87K +8,623 New
APA
52
American Portfolios Advisors
New York
$67.9K +$31.3K +3,101 +86%
Citigroup
53
Citigroup
New York
$53K +$12.6K +1,250 +31%
NSIM
54
North Star Investment Management
Illinois
$50K – – –
AG
55
Advisor Group
Arizona
$49K -$20.2K -2,000 -29%
Barclays
56
Barclays
United Kingdom
$45K +$45K +4,437 New
Manulife (Manufacturers Life Insurance)
57
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$44K -$21.4K -2,123 -33%
Bank of America
58
Bank of America
North Carolina
$40K +$27.9K +2,767 +230%
TRCT
59
Tower Research Capital (TRC)
New York
$38K +$14.7K +1,425 +63%
RQS
60
Ramsey Quantitative Systems
Kentucky
$37K -$20.3K -2,022 -35%
WDL
61
Well Done LLC
Michigan
$28K +$28K +2,741 New
IA
62
IFP Advisors
Florida
$25K – – –
TSW
63
Thompson Siegel & Walmsley
Virginia
$17K – – –
ASN
64
Advisory Services Network
Georgia
$17K +$171 +17 +1%
WAP
65
Wealthcare Advisory Partners
Pennsylvania
$17K +$13.9K +1,350 +450%
WEC
66
Winslow Evans & Crocker
Massachusetts
$5.81K – – –
FDCDDQ
67
Federation des caisses Desjardins du Quebec
Quebec, Canada
$5.05K – – –
PFGIA
68
Patriot Financial Group Insurance Agency
Massachusetts
$5K -$6K -600 -55%
VFA
69
Valeo Financial Advisors
Indiana
$4K – – –
OA
70
Outfitter Advisors
Virginia
– -$2.79M -249,915 Closed
AIM
71
Advantage Investment Management
Iowa
– -$1.54M -137,519 Closed
Arrowstreet Capital
72
Arrowstreet Capital
Massachusetts
– -$678K -60,794 Closed
CIM
73
Confluence Investment Management
Missouri
– -$328K -29,360 Closed
Susquehanna International Group
74
Susquehanna International Group
Pennsylvania
– -$280K -25,093 Closed
DWM
75
Doyle Wealth Management
Florida
– -$133K -11,900 Closed
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