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Gladstone Investment Corp
GAIN

Overview Fund Activity

65 hedge funds and large institutions have $63.5M invested in Gladstone Investment Corp in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 21 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
-1
Holders Change %
-1.52%
% of All Funds
1.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
21
Reduced
21
Closed
11
Calls
$3.68M
Puts
$238K
Net Calls
+$3.45M
Net Calls Change
+$3.31M

Top Buyers

1
Millennium Management
Millennium Management
New York
+$818K
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$678K
3
LPL Financial
LPL Financial
California
+$601K
4
California Public Employees Retirement System
California Public Employees Retirement System
California
+$453K
5
SWM
Stockman Wealth Management
Montana
+$269K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$1.03M
2
DC
Davenport & Co
Virginia
-$825K
3
UBS Group
UBS Group
Switzerland
-$611K
4
Morgan Stanley
Morgan Stanley
New York
-$607K
5
IAM
ICM Asset Management
Washington
-$582K
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
51
Citigroup
New York
$45K +$8.39K +749 +23%
APA
52
American Portfolios Advisors
New York
$40.4K +$40.4K +3,622 New
PG
53
PEAK6 Group
Illinois
$30K +$30K +2,650 New
IA
54
IFP Advisors
Florida
$25K +$368 +33 +1%
TRCT
55
Tower Research Capital (TRC)
New York
$25K +$17.3K +1,560 +223%
WTB
56
Washington Trust Bank
Washington
$25K +$25K +2,210 New
Deutsche Bank
57
Deutsche Bank
Germany
$23K -$18.6K -1,700 -45%
ASN
58
Advisory Services Network
Georgia
$19K +$19K +1,674 New
TSW
59
Thompson Siegel & Walmsley
Virginia
$18K – – –
PFGIA
60
Patriot Financial Group Insurance Agency
Massachusetts
$13K – – –
Bank of America
61
Bank of America
North Carolina
$13K +$410 +38 +3%
WEC
62
Winslow Evans & Crocker
Massachusetts
$6.42K – – –
FDCDDQ
63
Federation des caisses Desjardins du Quebec
Quebec, Canada
$5.58K – – –
VFA
64
Valeo Financial Advisors
Indiana
$4K – – –
WAP
65
Wealthcare Advisory Partners
Pennsylvania
$3K +$3K +300 New
IAM
66
ICM Asset Management
Washington
– -$582K -61,360 Closed
D.E. Shaw & Co
67
D.E. Shaw & Co
New York
– -$292K -30,738 Closed
Mackenzie Financial
68
Mackenzie Financial
Ontario, Canada
– -$266K -28,025 Closed
WS
69
Wedbush Securities
California
– -$226K -23,776 Closed
YP
70
Yellowstone Partners
Idaho
– -$162K -17,100 Closed
CAMG
71
CWA Asset Management Group
Florida
– -$119K -12,500 Closed
CIBC World Market
72
CIBC World Market
Ontario, Canada
– -$98K -10,298 Closed
PCM
73
Prelude Capital Management
New York
– -$40K -4,200 Closed
PCM
74
Penserra Capital Management
California
– -$4K -420 Closed
CG
75
Cutler Group
California
– -$3K -351 Closed
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