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Gladstone Investment Corp
GAIN

Overview Fund Activity

52 hedge funds and large institutions have $58.4M invested in Gladstone Investment Corp in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 18 increasing their positions, 21 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
-15
Holders Change %
-22.39%
% of All Funds
1.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
18
Reduced
21
Closed
19
Calls
$14K
Puts
$302K
Net Calls
-$288K
Net Calls Change
-$24K

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$11.1M
2
VBA
2
Van Berkom & Associates
Quebec, Canada
$17.9M
3
SFM
3
Systematic Financial Management
New Jersey
$2.17M
4
Goldman Sachs
4
Goldman Sachs
New York
$1.03M
5
Tudor Investment Corp
5
Tudor Investment Corp
Connecticut
$147K

Top Sellers

1
Northern Trust
1
Northern Trust
Illinois
$0
2
Deutsche Bank
2
Deutsche Bank
Germany
$35K
3
PP
3
Paloma Partners
Connecticut
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$816K
5
U
5
UBS
Switzerland
$3.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
W
51
Wealthfront
California
$1K +$1K +134 New
Northern Trust
52
Northern Trust
Illinois
– -$1.59M -215,117 Closed
PP
53
Paloma Partners
Connecticut
– -$844K -114,015 Closed
COPPSERS
54
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
– -$572K -77,320 Closed
VFS
55
VSR Financial Services
Kansas
– -$528K -71,400 Closed
CS
56
Credit Suisse
Switzerland
– -$487K -65,742 Closed
LP
57
LMR Partners
United Kingdom
– -$475K -64,215 Closed
BCM
58
Bridgeway Capital Management
Texas
– -$417K -56,400 Closed
AL
59
AJO LP
Pennsylvania
– -$321K -43,439 Closed
Susquehanna International Group
60
Susquehanna International Group
Pennsylvania
– -$301K -40,640 Closed
SFM
61
Soros Fund Management
New York
– -$259K -35,000 Closed
Nomura Holdings
62
Nomura Holdings
Japan
– -$175K -23,700 Closed
AGM
63
Alpine Global Management
New York
– -$144K -19,446 Closed
JG
64
Jefferies Group
New York
– -$99K -13,412 Closed
AG
65
Aperio Group
California
– -$99K -13,321 Closed
RCM
66
Rotella Capital Management
Washington
– -$81K -10,921 Closed
Barclays
67
Barclays
United Kingdom
– -$21K -3,014 Closed
Bank of Montreal
68
Bank of Montreal
Ontario, Canada
– -$5K -670 Closed
Dimensional Fund Advisors
69
Dimensional Fund Advisors
Texas
– -$2K -284 Closed
Citigroup
70
Citigroup
New York
– -$1K -174 Closed
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