Nomura Holdings
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Nomura Holdings’s Gladstone Investment Corp GAIN Stock Holding History

Nomura Holdings’s Portfolio GAIN Stock Details GAIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-23,700
Closed -$175K – 2867
2014
Q2 		$175K Buy
+23,700
New +$184K ﹤0.01% 2426
2014
Q1 		– Sell
-2,800
Closed -$23K – 2780
2013
Q4 		$23K Buy
+2,800
New +$20.6K ﹤0.01% 1920

Other funds holding GAIN

VBA
Van Berkom & Associates Montreal, Quebec, Canada $3.08B AUM 12.07% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
DC
Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
SFM
Systematic Financial Management Teaneck, New Jersey $4.36B AUM 40.56% 1-Year Est. Return
OA
Outfitter Advisors Mclean, Virginia $221M AUM 13.61% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Nomura Holdings's GAIN Position: Q3 2014 in Review

Nomura Holdings sold out of Gladstone Investment Corp (GAIN) in Q3 2014, closing a stake of 23,700 shares — an estimated $175K sold.

Nomura Holdings first reported a position in GAIN in Q4 2013 and held it in 2 quarters. The position peaked at $175K in Q2 2014. 52 funds tracked by Wall St. Rank hold GAIN as of Q3 2014.

  • Nomura Holdings reported no remaining Gladstone Investment Corp position as of Q3 2014 after selling out during the quarter.
  • Nomura Holdings sold 23,700 Gladstone Investment Corp shares in Q3 2014, an estimated $175K.
  • Nomura Holdings first reported a position in Gladstone Investment Corp in Q4 2013 and held it in 2 quarters.
  • Nomura Holdings's Gladstone Investment Corp position peaked at $175K in Q2 2014.
  • 52 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q3 2014.

Based on Nomura Holdings's 13F filing for Q3 2014, filed 14 Nov 2014.