Nomura Holdings’s Gladstone Investment Corp GAIN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-23,700	Closed	-$175K	–	1950
2014 Q2	$175K	Buy	+23,700	New	+$175K	﹤0.01%	1651
2014 Q1	–	Sell	-2,800	Closed	-$23K	–	1987
2013 Q4	$23K	Buy	+2,800	New	+$23K	﹤0.01%	1813