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UBS’s Gladstone Investment Corp GAIN Stock Holding History

UBS’s Portfolio GAIN Stock Details GAIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$3.3M Sell
463,550
-107,772
-19% -$806K ﹤0.01% 2431
2014
Q2 		$4.23M Buy
571,322
+101,339
+22% +$787K ﹤0.01% 2113
2014
Q1 		$3.89M Buy
469,983
+64,586
+16% +$521K ﹤0.01% 2107
2013
Q4 		$3.27M Buy
405,397
+26,927
+7% +$199K ﹤0.01% 2299
2013
Q3 		$2.67M Buy
378,470
+21,617
+6% +$156K ﹤0.01% 2306
2013
Q2 		$2.62M Buy
+356,853
New +$2.61M ﹤0.01% 2248

Other funds holding GAIN

VBA
Van Berkom & Associates Montreal, Quebec, Canada $3.1B AUM 12.88% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
DC
Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
SFM
Systematic Financial Management Teaneck, New Jersey $4.36B AUM 40.56% 1-Year Est. Return
OA
Outfitter Advisors Mclean, Virginia $221M AUM 13.61% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

UBS's GAIN Position: Q3 2014 in Review

UBS reduced its Gladstone Investment Corp (GAIN) stake by 19% in Q3 2014, selling an estimated $806K and leaving 463,550 shares worth $3.3M. The position accounts for ﹤0.01% of the portfolio, ranked #2431.

UBS first reported a position in GAIN in Q2 2013 and has held it in 6 quarters since. The position peaked at $4.23M in Q2 2014. 52 funds tracked by Wall St. Rank hold GAIN as of Q3 2014.

  • UBS held 463,550 shares of Gladstone Investment Corp worth $3.3M as of Q3 2014.
  • UBS sold 107,772 Gladstone Investment Corp shares in Q3 2014, an estimated $806K.
  • Gladstone Investment Corp made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2431 holding.
  • UBS first reported a position in Gladstone Investment Corp in Q2 2013 and has held it in 6 quarters since.
  • UBS's Gladstone Investment Corp position peaked at $4.23M in Q2 2014.
  • 52 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.