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Gladstone Investment Corp
GAIN

Overview Fund Activity

70 hedge funds and large institutions have $48.7M invested in Gladstone Investment Corp in 2019 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
-1
Holders Change %
-1.41%
% of All Funds
1.52%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
25
Reduced
23
Closed
10
Calls
$1.19M
Puts
–
Net Calls
+$1.19M
Net Calls Change
+$734K

Top Buyers

1
Marshall Wace
Marshall Wace
United Kingdom
+$802K
2
Millennium Management
Millennium Management
New York
+$417K
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$415K
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$384K
5
DTL
Dynamic Technology Lab
Singapore
+$339K

Top Sellers

1
AM
Ares Management
California
-$1.61M
2
Invesco
Invesco
Georgia
-$1.13M
3
AAM
Advisors Asset Management
Colorado
-$611K
4
PA
PFG Advisors
Arizona
-$468K
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$355K
Name Holding Trade Value Shares
Change 		Shares
Change %
SWP
26
Stratos Wealth Partners
Ohio
$405K +$18.6K +1,600 +5%
Arrowstreet Capital
27
Arrowstreet Capital
Massachusetts
$384K +$384K +33,100 New
Wells Fargo
28
Wells Fargo
California
$368K +$27.8K +2,399 +8%
DTL
29
Dynamic Technology Lab
Singapore
$339K +$339K +29,254 New
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$306K -$256K -22,033 -46%
RJA
31
Raymond James & Associates
Florida
$300K -$11.5K -994 -4%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$271K -$36.5K -3,150 -12%
WS
33
Wedbush Securities
California
$252K +$48.7K +4,196 +24%
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$244K +$244K +21,000 New
Creative Planning
35
Creative Planning
Kansas
$233K -$2.67K -230 -1%
EGA
36
Eagle Global Advisors
Texas
$217K -$203K -17,470 -48%
PPA
37
Parametric Portfolio Associates
Washington
$216K +$1.52K +131 +0.7%
Ameriprise
38
Ameriprise
Minnesota
$200K +$20.3K +1,744 +11%
GC
39
Guggenheim Capital
Illinois
$193K -$1.74K -150 -0.9%
Goldman Sachs
40
Goldman Sachs
New York
$169K +$169K +14,604 New
AG
41
Aperio Group
California
$161K +$161K +13,907 New
CRWM
42
Castle Rock Wealth Management
California
$159K – – –
BTS
43
BB&T Securities
Virginia
$144K +$21.8K +1,882 +18%
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$143K +$6.78K +583 +5%
AG
45
Advisor Group
Arizona
$134K -$455 -39 -0.3%
Canada Life
46
Canada Life
Manitoba, Canada
$118K +$7.83K +679 +7%
DIA
47
Dana Investment Advisors
Wisconsin
$116K – – –
WAM
48
Wolverine Asset Management
Illinois
$92K -$203K -17,520 -69%
TRCT
49
Tower Research Capital (TRC)
New York
$60K +$48.9K +4,206 +440%
NSIM
50
North Star Investment Management
Illinois
$58K – – –
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