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Gladstone Investment Corp
GAIN

70 hedge funds and large institutions have $48.7M invested in Gladstone Investment Corp in 2019 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more capital invested

Capital invested by funds: $41.1M → $48.7M (+$7.6M)

9% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 23

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 10

0.52% less ownership

Funds ownership: 13.28% → 12.76% (-0.52%)

1% less funds holding

Funds holding: 71 → 70 (-1)

Holders
70
Holders Change
-1
Holders Change %
-1.41%
% of All Funds
1.51%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
25
Reduced
23
Closed
10
Calls
$1.19M
Puts
–
Net Calls
+$1.19M
Net Calls Change
+$734K

Top Buyers

Rank Fund Capital Flow
1
Marshall Wace
Marshall Wace
United Kingdom
+$776K
2
Millennium Management
Millennium Management
New York
+$404K
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$402K
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$372K
5
DTL
Dynamic Technology Lab
Singapore
+$328K

Top Sellers

Rank Fund Capital Flow
1
AM
Ares Management
California
-$1.55M
2
Invesco
Invesco
Georgia
-$1.13M
3
AAM
Advisors Asset Management
Colorado
-$591K
4
PA
PFG Advisors
Arizona
-$420K
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$343K
Name Holding Trade Value Shares
Change 		Change in
Stake
SWP
26
Stratos Wealth Partners
Ohio
$405K +$18K +1,600 +5%
Arrowstreet Capital
27
Arrowstreet Capital
Massachusetts
$384K +$372K +33,100 New
Wells Fargo
28
Wells Fargo
California
$368K +$26.9K +2,399 +8%
DTL
29
Dynamic Technology Lab
Singapore
$339K +$328K +29,254 New
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$306K -$247K -22,033 -46%
RJA
31
Raymond James & Associates
Florida
$300K -$11.2K -994 -4%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$271K -$35.4K -3,150 -12%
WS
33
Wedbush Securities
California
$252K +$47.1K +4,196 +24%
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$244K +$236K +21,000 New
Creative Planning
35
Creative Planning
Kansas
$233K -$2.58K -230 -1%
EGA
36
Eagle Global Advisors
Texas
$217K -$196K -17,470 -48%
PPA
37
Parametric Portfolio Associates
Washington
$216K +$1.47K +131 +0.7%
Ameriprise
38
Ameriprise
Minnesota
$200K +$19.6K +1,744 +11%
GC
39
Guggenheim Capital
Illinois
$193K -$1.68K -150 -0.9%
Goldman Sachs
40
Goldman Sachs
New York
$169K +$164K +14,604 New
AG
41
Aperio Group
California
$161K +$156K +13,907 New
CRWM
42
Castle Rock Wealth Management
California
$159K – – –
BTS
43
BB&T Securities
Virginia
$144K +$21.1K +1,882 +18%
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$143K +$6.54K +583 +5%
AG
45
Advisor Group
Arizona
$134K -$438 -39 -0.3%
Canada Life
46
Canada Life
Manitoba, Canada
$118K +$7.62K +679 +7%
DIA
47
Dana Investment Advisors
Wisconsin
$116K – – –
WAM
48
Wolverine Asset Management
Illinois
$92K -$197K -17,520 -69%
TRCT
49
Tower Research Capital (TRC)
New York
$60K +$47.2K +4,206 +440%
Citigroup
50
Citigroup
New York
$58K – – –
1
2
3 4

GAIN Hedge Fund Activity: Q1 2019 in Review

70 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2019, worth a combined $48.7M — up 18% from $41.1M a quarter earlier.

Fund positioning in GAIN was balanced in Q1 2019: 10 funds opened new positions, 10 closed out, 25 added to existing stakes and 23 trimmed.

The largest buyer was Marshall Wace, opening a new position worth an estimated $776K. The largest seller was Ares Management, cutting an estimated $1.55M.

  • 70 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2019, down from 71 in Q4 2018.
  • Funds reported $48.7M of Gladstone Investment Corp stock for Q1 2019, up 18% quarter-over-quarter.
  • 10 funds opened new Gladstone Investment Corp positions in Q1 2019 and 10 closed out, a net change of 0 holders.
  • The largest Gladstone Investment Corp buyer in Q1 2019 was Marshall Wace, an estimated $776K added.
  • The largest Gladstone Investment Corp seller in Q1 2019 was Ares Management, an estimated $1.55M sold.

Based on aggregated 13F filings for Q1 2019.